|
4401
|
Capital Market Strategies
Palm Beach Gardens,
Florida
|
$0
|
-$557K
|
0
|
–
|
Closed
|
|
|
4402
|
Capstone Wealth Management Group (Pennsylvania)
Clarks Green,
Pennsylvania
|
$0
|
-$1.24M
|
0
|
–
|
Closed
|
|
|
4403
|
Carronade Capital Management
Darien,
Connecticut
|
$0
|
-$6.09M
|
0
|
–
|
Closed
|
|
|
4404
|
Cartenna Capital
Stamford,
Connecticut
|
$0
|
-$26.8M
|
0
|
–
|
Closed
|
|
|
4405
|
Cascade Investment Group
Colorado Springs,
Colorado
|
$0
|
-$869K
|
0
|
–
|
Closed
|
|
|
4406
|
Castle Hook Partners
New York
|
$0
|
-$174M
|
0
|
–
|
Closed
|
|
|
4407
|
Cathy Pareto & Associates
Coral Gables,
Florida
|
$0
|
-$489K
|
0
|
–
|
Closed
|
|
|
4408
|
Causey Wealth LLC
Greenwood Village,
Colorado
|
$0
|
-$247K
|
0
|
–
|
Closed
|
|
|
4409
|
Cavalier Investments
Alpharetta,
Georgia
|
$0
|
-$255K
|
0
|
–
|
Closed
|
|
|
4410
|
CenterStar Asset Management
Chicago,
Illinois
|
$0
|
-$2.28M
|
0
|
–
|
Closed
|
|
|
4411
|
Central Bank & Trust
Lexington,
Kentucky
|
$0
|
-$1.75M
|
0
|
–
|
Closed
|
|
|
4412
|
Chatham Capital Group
Savannah,
Georgia
|
$0
|
-$248K
|
0
|
–
|
Closed
|
|
|
4413
|
Cherry Creek Investment Advisors
Englewood,
Colorado
|
$0
|
-$308K
|
0
|
–
|
Closed
|
|
|
4414
|
Cinctive Capital Management
New York
|
$0
|
-$4.92M
|
0
|
–
|
Closed
|
|
|
4415
|
Clarity Asset Management
Ames,
Iowa
|
$0
|
-$6.03K
|
0
|
–
|
Closed
|
|
|
4416
|
Clarity Financial
Houston,
Texas
|
$0
|
-$392K
|
0
|
–
|
Closed
|
|
|
4417
|
Clifford Group
Wayland,
Massachusetts
|
$0
|
-$303K
|
0
|
–
|
Closed
|
|
|
4418
|
Close Asset Management
London,
United Kingdom
|
$0
|
+$73
|
1
|
0%
|
New
|
|
|
4419
|
Cobalt Capital Management
Short Hills,
New Jersey
|
$0
|
-$7.26M
|
0
|
–
|
Closed
|
|
|
4420
|
Colorado Capital Management
Boulder,
Colorado
|
$0
|
-$1.57M
|
0
|
–
|
Closed
|
|
|
4421
|
Columbus Hill Capital Management
Short Hills,
New Jersey
|
$0
|
-$33.3M
|
0
|
–
|
Closed
|
|
|
4422
|
Compass Financial Group (South Dakota)
Sioux Falls,
South Dakota
|
$0
|
-$292K
|
0
|
–
|
Closed
|
|
|
4423
|
Comprehensive Financial Consultants Institutional
Bloomington,
Indiana
|
$0
|
-$237K
|
0
|
–
|
Closed
|
|
|
4424
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$0
|
-$7.75M
|
0
|
–
|
Closed
|
|
|
4425
|
Connective Capital Management
Palo Alto,
California
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|