|
501
|
Geneos Wealth Management
Englewood,
Colorado
|
$5K
|
-$1.53K
|
1
|
0%
|
Reduced
|
|
|
502
|
Group One Trading
Chicago,
Illinois
|
$5K
|
+$5.97K
|
1
|
0%
|
New
|
|
|
503
|
Grove Bank & Trust
Miami,
Florida
|
$5K
|
+$5.84K
|
1
|
0%
|
New
|
|
|
504
|
Washington Trust Bank
Spokane,
Washington
|
$4K
|
+$2.92K
|
1
|
0%
|
Increased
|
|
|
505
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
506
|
Catalyst Capital Advisors
Huntington,
New York
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
507
|
First Personal Financial Services
Charlotte,
North Carolina
|
$1K
|
+$1.53K
|
1
|
0%
|
New
|
|
|
508
|
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
|
$1K
|
+$1.25K
|
1
|
0%
|
New
|
|
|
509
|
|
$1K
|
+$278
|
1
|
0%
|
Increased
|
|
|
510
|
SignatureFD
Atlanta,
Georgia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
511
|
1832 Asset Management
Toronto,
Ontario, Canada
|
$0
|
-$220M
|
0
|
–
|
Closed
|
|
|
512
|
Adage Capital Partners
Boston,
Massachusetts
|
$0
|
-$5.71M
|
0
|
–
|
Closed
|
|
|
513
|
Alberta Investment Management Corp (AIMCo)
Edmonton,
Alberta, Canada
|
$0
|
-$2.63M
|
0
|
–
|
Closed
|
|
|
514
|
Allworth Financial
Folsom,
California
|
$0
|
-$29K
|
0
|
–
|
Closed
|
|
|
515
|
Appropriate Balance Financial Services
Bellevue,
Washington
|
$0
|
-$541K
|
0
|
–
|
Closed
|
|
|
516
|
Arete Wealth Advisors
Chicago,
Illinois
|
$0
|
-$3.56M
|
0
|
–
|
Closed
|
|
|
517
|
Armbruster Capital Management
Pittsford,
New York
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
518
|
Arrowstreet Capital
Boston,
Massachusetts
|
$0
|
-$12.8M
|
0
|
–
|
Closed
|
|
|
519
|
|
$0
|
-$5.62M
|
0
|
–
|
Closed
|
|
|
520
|
|
$0
|
-$3.26M
|
0
|
–
|
Closed
|
|
|
521
|
Atalanta Sosnoff Capital
New York
|
$0
|
-$343K
|
0
|
–
|
Closed
|
|
|
522
|
Banque Pictet & Cie
Geneva 73,
Switzerland
|
$0
|
-$461K
|
0
|
–
|
Closed
|
|
|
523
|
Barings
Charlotte,
North Carolina
|
$0
|
-$392K
|
0
|
–
|
Closed
|
|
|
524
|
Barometer Capital Management
Toronto,
Ontario, Canada
|
$0
|
-$3.49M
|
0
|
–
|
Closed
|
|
|
525
|
Beck Capital Management
Austin,
Texas
|
$0
|
-$2.65M
|
0
|
–
|
Closed
|
|