|
1201
|
Sound View Wealth Advisors Group
Savannah,
Georgia
|
$0
|
-$230K
|
0
|
–
|
Closed
|
|
|
1202
|
Steigerwald Gordon & Koch
Leesburg,
Virginia
|
$0
|
-$227K
|
0
|
–
|
Closed
|
|
|
1203
|
Stevens Capital Management
Radnor,
Pennsylvania
|
$0
|
-$4.02M
|
0
|
–
|
Closed
|
|
|
1204
|
Strategic Wealth Investment Group
Louisville,
Kentucky
|
$0
|
-$96K
|
0
|
–
|
Closed
|
|
|
1205
|
Summit Securities Group
New York
|
$0
|
-$4.88M
|
0
|
–
|
Closed
|
|
|
1206
|
TCF National Bank
Sioux Falls,
South Dakota
|
$0
|
-$206K
|
0
|
–
|
Closed
|
|
|
1207
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1208
|
TIG Advisors LLC
New York
|
$0
|
-$185K
|
0
|
–
|
Closed
|
|
|
1209
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
$0
|
-$59K
|
0
|
–
|
Closed
|
|
|
1210
|
Toth Financial Advisory
Leesburg,
Virginia
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
1211
|
Traynor Capital Management
Malvern,
Pennsylvania
|
$0
|
-$454K
|
0
|
–
|
Closed
|
|
|
1212
|
Twin Tree Management
Dallas,
Texas
|
$0
|
-$9.07M
|
0
|
–
|
Closed
|
|
|
1213
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1214
|
Voya Financial Advisors
Windsor,
Connecticut
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
1215
|
|
$0
|
-$223K
|
0
|
–
|
Closed
|
|
|
1216
|
Weld Capital Management
New York
|
$0
|
-$2.18M
|
0
|
–
|
Closed
|
|
|
1217
|
Winmill & Co
Walpole,
New Hampshire
|
$0
|
-$2.62M
|
0
|
–
|
Closed
|
|
|
1218
|
Woodline Partners
San Francisco,
California
|
$0
|
-$43.6M
|
0
|
–
|
Closed
|
|