|
951
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
$0
|
-$524K
|
0
|
–
|
Closed
|
|
|
952
|
Mitsubishi UFJ Asset Management
Tokyo,
Japan
|
$0
|
-$681K
|
0
|
–
|
Closed
|
|
|
953
|
Morse Asset Management
Darien,
Connecticut
|
$0
|
-$759K
|
0
|
–
|
Closed
|
|
|
954
|
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
955
|
Nicola Wealth Management
Vancouver,
British Columbia, Canada
|
$0
|
-$2.17M
|
0
|
–
|
Closed
|
|
|
956
|
NN Investment Partners Holdings
The Hague,
Netherlands
|
$0
|
-$22.8M
|
0
|
–
|
Closed
|
|
|
957
|
Nuveen Fund Advisors
Chicago,
Illinois
|
$0
|
-$123K
|
0
|
–
|
Closed
|
|
|
958
|
Oakworth Capital
Birmingham,
Alabama
|
$0
|
-$327K
|
0
|
–
|
Closed
|
|
|
959
|
Omnia Family Wealth
Aventura,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
960
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
961
|
Pinnacle Associates
New York
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
962
|
Portland Global Advisors
Portland,
Maine
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
963
|
Royal Fund Management
Lady Lake,
Florida
|
$0
|
-$25K
|
0
|
–
|
Closed
|
|
|
964
|
Sargent Bickham Lagudis
Boulder,
Colorado
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
965
|
Secrest Blakey & Associates
Raleigh,
North Carolina
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
966
|
Seelaus Asset Management
Chatham,
New Jersey
|
$0
|
-$252K
|
0
|
–
|
Closed
|
|
|
967
|
Segantii Capital Management
Hong Kong
|
$0
|
-$16.9M
|
0
|
–
|
Closed
|
|
|
968
|
Sheets Smith Wealth Management
Winston-Salem,
North Carolina
|
$0
|
-$198K
|
0
|
–
|
Closed
|
|
|
969
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
$0
|
+$237
|
1
|
0%
|
New
|
|
|
970
|
Stoneridge Investment Partners
Radnor,
Pennsylvania
|
$0
|
-$446K
|
0
|
–
|
Closed
|
|
|
971
|
Stratos Wealth Partners
Beachwood,
Ohio
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|
|
972
|
Supplemental Annuity Collective Trust (SACT) of New Jersey
Trenton,
New Jersey
|
$0
|
-$250K
|
0
|
–
|
Closed
|
|
|
973
|
SWS Partners
Columbus,
Ohio
|
$0
|
-$41K
|
0
|
–
|
Closed
|
|
|
974
|
TDAM USA
Toronto,
Ontario, Canada
|
$0
|
-$215K
|
0
|
–
|
Closed
|
|
|
975
|
Timber Hill
Greenwich,
Connecticut
|
$0
|
-$1.62M
|
0
|
–
|
Closed
|
|