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Zai Lab

Name Holding Trade Value Shares
Change
Change in
Stake
NMC
26
Nine Masts Capital
Hong Kong
$1.35M +$1.39M +50,000 New
HSBC Holdings
27
HSBC Holdings
United Kingdom
$1.32M +$1.36M +48,884 New
Goldman Sachs
28
Goldman Sachs
New York
$1.13M +$1.16M +41,700 New
DCM
29
Driehaus Capital Management
Illinois
$982K +$1.01M +36,355 New
PI
30
PineBridge Investments
New York
$945K +$976K +35,000 New
Bank of New York Mellon
31
Bank of New York Mellon
New York
$922K +$952K +34,152 New
Wellington Management Group
32
Wellington Management Group
Massachusetts
$360K +$372K +13,324 New
Deutsche Bank
33
Deutsche Bank
Germany
$354K +$367K +13,146 New
New York State Common Retirement Fund
34
New York State Common Retirement Fund
New York
$300K +$310K +11,102 New
OMC
35
Oasis Management Company
Cayman Islands
$270K +$279K +10,000 New
PAM
36
Prudence Asset Management
Hong Kong
$270K +$279K +10,000 New
VF
37
Virtu Financial
New York
$260K +$269K +9,645 New
QCMA
38
Quad Capital Management Advisors
New York
$203K +$209K +7,500 New
PHK
39
Point72 Hong Kong
Hong Kong
$143K +$148K +5,302 New
FPF
40
FNY Partners Fund
New York
$137K +$142K +5,100 New
Point72 Asset Management
41
Point72 Asset Management
Connecticut
$135K +$139K +5,000 New
Morgan Stanley
42
Morgan Stanley
New York
$81K +$83.7K +3,000 New
UBS Group
43
UBS Group
Switzerland
$47K +$48.4K +1,735 New
FMA
44
FNY Managed Accounts
New York
$43K +$44.6K +1,600 New
Bank of America
45
Bank of America
North Carolina
$41K +$42K +1,507 New
SPIA
46
Steward Partners Investment Advisory
New York
$11K +$11.9K +425 New
CCA
47
Catalyst Capital Advisors
New York
$5K +$5.02K +180 New