|
401
|
Cypress Wealth Services
Palm Desert,
California
|
–
|
-$204K
|
-1,501
|
Closed
|
|
|
402
|
Asset Management Group
Stamford,
Connecticut
|
–
|
-$204K
|
-1,500
|
Closed
|
|
|
403
|
Charles Schwab Trust
Henderson,
Nevada
|
–
|
-$204K
|
-1,500
|
Closed
|
|
|
404
|
Kestra Advisory Services
Austin,
Texas
|
–
|
-$201K
|
-1,473
|
Closed
|
|
|
405
|
Quantbot Technologies
New York
|
–
|
-$149K
|
-1,100
|
Closed
|
|
|
406
|
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
–
|
-$66K
|
-484
|
Closed
|
|
|
407
|
Oxler Private Wealth
Rye Brook,
New York
|
–
|
-$54K
|
-400
|
Closed
|
|
|
408
|
Pacer Advisors
Malvern,
Pennsylvania
|
–
|
-$52K
|
-384
|
Closed
|
|
|
409
|
Leonteq Securities AG
Zurich,
Switzerland
|
–
|
-$51K
|
-375
|
Closed
|
|
|
410
|
Tru Independence Asset Management 2
Portland,
Oregon
|
–
|
-$41K
|
-300
|
Closed
|
|
|
411
|
Kathmere Capital Management
Wayne,
Pennsylvania
|
–
|
-$10K
|
-74
|
Closed
|
|
|
412
|
Bay Harbor Wealth Management
Hunt Valley,
Maryland
|
–
|
-$9K
|
-66
|
Closed
|
|
|
413
|
AssetMark Inc
Concord,
California
|
–
|
-$7K
|
-50
|
Closed
|
|
|
414
|
Associated Banc-Corp
Green Bay,
Wisconsin
|
–
|
-$7K
|
-49
|
Closed
|
|
|
415
|
Allworth Financial
Folsom,
California
|
–
|
-$5K
|
-35
|
Closed
|
|
|
416
|
Vantage Consulting Group
Virginia Beach,
Virginia
|
–
|
-$1K
|
-11
|
Closed
|
|
|
417
|
Bellevue Asset Management
Bellevue,
Washington
|
–
|
-$1K
|
-8
|
Closed
|
|
|
418
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
–
|
-$1K
|
-8
|
Closed
|
|
|
419
|
Regent Peak Wealth Advisors
Atlanta,
Georgia
|
–
|
-$1K
|
-7
|
Closed
|
|
|
420
|
Glassman Wealth Services
Vienna,
Virginia
|
–
|
+$309
|
+2
|
New
|
|
|
421
|
Salem Investment Counselors
Winston Salem,
North Carolina
|
–
|
+$309
|
+2
|
New
|
|
