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Yum China

Name Holding Trade Value Shares
Change
Change in
Stake
GCC
676
Guardian Capital (Canada)
Ontario, Canada
-$12.6M -315,870 Closed
CWM
677
CIBC World Markets
New York
-$10.6M -265,200 Closed
GEM
678
Global Endowment Management
North Carolina
-$4.62M -115,600 Closed
ICOA
679
Investment Centers of America
North Dakota
-$1.05M -26,382 Closed
FA
680
FDx Advisors
Illinois
-$934K -23,369 Closed
SG Americas Securities
681
SG Americas Securities
New York
-$856K -21,416 Closed
ACM
682
Avalon Capital Management
California
-$588K -14,702 Closed
CA
683
Cetera Advisors
Colorado
-$574K -14,322 Closed
Boston Partners
684
Boston Partners
Massachusetts
-$530K -13,249 Closed
CONA
685
Capital One National Association
New York
-$518K -12,969 Closed
SSG
686
Summit Securities Group
New York
-$492K -12,300 Closed
IG
687
ING Group
Netherlands
-$306K -7,665 Closed
GCA
688
Greenwood Capital Associates
South Carolina
-$306K -7,645 Closed
CG
689
Caprock Group
Idaho
-$282K -7,061 Closed
GCA
690
Gideon Capital Advisors
New York
-$273K -6,828 Closed
Nuveen Fund Advisors
691
Nuveen Fund Advisors
Illinois
-$262K -6,563 Closed
PGFC
692
Peapack-Gladstone Financial Corp
New Jersey
-$231K -5,779 Closed
Balyasny Asset Management
693
Balyasny Asset Management
Illinois
-$227K -5,668 Closed
BFS
694
Bradley Foster & Sargent
Connecticut
-$203K -5,085 Closed
NIPH
695
NN Investment Partners Holdings
Netherlands
-$200K -5,082 Closed
NLI
696
Nippon Life Insurance
Japan
-$164K -4,098 Closed
Daiwa Securities Group
697
Daiwa Securities Group
Japan
-$160K -4,000 Closed
TRCT
698
Tower Research Capital (TRC)
New York
-$50K -1,244 Closed
MAM
699
Magellan Asset Management
Australia
-$41K -1,026 Closed
NIC
700
Northwest Investment Counselors
Oregon
-$33K -823 Closed