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Yum China

Name Holding Trade Value Shares
Change
Change in
Stake
Credit Agricole
676
Credit Agricole
France
– -$13.1M -327,804 Closed
GCC
677
Guardian Capital (Canada)
Ontario, Canada
– -$12.6M -315,870 Closed
CWM
678
CIBC World Markets
New York
– -$10.6M -265,200 Closed
GEM
679
Global Endowment Management
North Carolina
– -$4.62M -115,600 Closed
ICOA
680
Investment Centers of America
North Dakota
– -$1.05M -26,382 Closed
FA
681
FDx Advisors
Illinois
– -$934K -23,369 Closed
SG Americas Securities
682
SG Americas Securities
New York
– -$856K -21,416 Closed
ACM
683
Avalon Capital Management
California
– -$588K -14,702 Closed
CA
684
Cetera Advisors
Colorado
– -$574K -14,322 Closed
Boston Partners
685
Boston Partners
Massachusetts
– -$530K -13,249 Closed
CONA
686
Capital One National Association
New York
– -$518K -12,969 Closed
SSG
687
Summit Securities Group
New York
– -$492K -12,300 Closed
IG
688
ING Group
Netherlands
– -$306K -7,665 Closed
GCA
689
Greenwood Capital Associates
South Carolina
– -$306K -7,645 Closed
CG
690
Caprock Group
Idaho
– -$282K -7,061 Closed
GCA
691
Gideon Capital Advisors
New York
– -$273K -6,828 Closed
Nuveen Fund Advisors
692
Nuveen Fund Advisors
Illinois
– -$262K -6,563 Closed
PGFC
693
Peapack-Gladstone Financial Corp
New Jersey
– -$231K -5,779 Closed
Balyasny Asset Management
694
Balyasny Asset Management
Illinois
– -$227K -5,668 Closed
BFS
695
Bradley Foster & Sargent
Connecticut
– -$203K -5,085 Closed
NIPH
696
NN Investment Partners Holdings
Netherlands
– -$200K -5,082 Closed
NLI
697
Nippon Life Insurance
Japan
– -$164K -4,098 Closed
Daiwa Securities Group
698
Daiwa Securities Group
Japan
– -$160K -4,000 Closed
TRCT
699
Tower Research Capital (TRC)
New York
– -$50K -1,244 Closed
MAM
700
Magellan Asset Management
Australia
– -$41K -1,026 Closed