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Name Holding Trade Value Shares
Change
Change in
Stake
TFGT
201
TS Financial Group (TSFG)
Illinois
$5K – – –
AF
202
Allworth Financial
California
$4K – – –
WAP
203
Wealthcare Advisory Partners
Pennsylvania
$4K – – –
AAMU
204
Amundi Asset Management US
Massachusetts
$3K -$135K -4,449 -96%
Rockefeller Capital Management
205
Rockefeller Capital Management
New York
$3K +$1.25K +41 +41%
APA
206
American Portfolios Advisors
New York
$2.13K – – –
ASN
207
Advisory Services Network
Georgia
$2K – – –
FHA
208
Flagship Harbor Advisors
Massachusetts
$2K – – –
MRCM
209
M&R Capital Management
New Jersey
$2K – – –
RWA
210
Ropes Wealth Advisors
Massachusetts
$2K – – –
Fidelity Investments
211
Fidelity Investments
Massachusetts
$1K -$10.9K -360 -85%
QCG
212
Quadrant Capital Group
Ohio
$1K -$5.26K -173 -75%
Carson Wealth (CWM LLC)
213
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
VNA
214
Valley National Advisers
Pennsylvania
$1K +$882 +29 New
IA
215
IFP Advisors
Florida
$1K +$1.03K +34 New
GAM
216
Gemmer Asset Management
California
$1K +$2.04K +67 New
Northwestern Mutual Wealth Management
217
Northwestern Mutual Wealth Management
Wisconsin
$1K +$2.28K +75 New
CCM
218
Cloverdale Capital Management
Texas
– -$5.22M -150,000 Closed
JGC
219
J. Goldman & Co
New York
– -$5.22M -149,896 Closed
LCM
220
Landscape Capital Management
New Jersey
– -$3.59M -103,169 Closed
TAA
221
TB Alternative Assets
Cayman Islands
– -$2.95M -84,606 Closed
CIA
222
Capital Impact Advisors
Massachusetts
– -$2.43M -69,668 Closed
SEC
223
Seven Eight Capital
New York
– -$2.29M -65,889 Closed
Aviva
224
Aviva
United Kingdom
– -$1.93M -55,261 Closed
FAM
225
Fred Alger Management
New York
– -$1.91M -54,838 Closed