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Name Holding Trade Value Shares
Change
Change in
Stake
Zurich Cantonal Bank
201
Zurich Cantonal Bank
Switzerland
$126K
EWM
202
Edge Wealth Management
New York
$112K -$16.4K -425 -14%
Capstone Investment Advisors
203
Capstone Investment Advisors
New York
$77K +$69.4K +1,800 New
RE
204
RBC Europe
United Kingdom
$69.3K +$61.7K +1,600 New
AG
205
Advisor Group
Arizona
$55K -$4.28K -111 -8%
SA
206
SpiderRock Advisors
Delaware
$48K
AIL
207
AGF Investments LLC
Ontario, Canada
$46K +$38.2K +990 New
LTFS
208
Ladenburg Thalmann Financial Services
Florida
$33K -$16.2K -420 -35%
IA
209
IFP Advisors
Florida
$30K +$11.6K +300 +75%
CG
210
Cutler Group
California
$21K -$2.31M -59,873 -99%
FAM
211
Fred Alger Management
New York
$12K -$2.26M -58,614 -100%
QCG
212
Quadrant Capital Group
Ohio
$10K
AIM
213
Advantage Investment Management
Iowa
$9K
AF
214
Allworth Financial
California
$9K
OIA
215
OneDigital Investment Advisors
Kansas
$9K
WAP
216
Wealthcare Advisory Partners
Pennsylvania
$9K +$7.71K +200 New
ClearBridge Investments
217
ClearBridge Investments
New York
$8K
MAM
218
Meeder Asset Management
Ohio
$5K -$12K -311 -74%
GWM
219
Geneos Wealth Management
Colorado
$4K -$9.64K -250 -71%
US Bancorp
220
US Bancorp
Minnesota
$4K
IP
221
Intellectus Partners
California
$3K
TCM
222
TCS Capital Management
New York
-$14.2M -472,000 Closed
SAMH
223
Shanda Asset Management Holdings
British Virgin Islands
-$6.22M -207,132 Closed
KA
224
Kerrisdale Advisers
Florida
-$6M -200,000 Closed
UOC
225
UBS O'Connor
Illinois
-$6M -200,000 Closed