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Name Holding Trade Value Shares
Change
Change in
Stake
CHC
501
City Holding Co
West Virginia
$7K – – –
SBL
502
Sargent Bickham Lagudis
Colorado
$7K – – –
GWM
503
Geneos Wealth Management
Colorado
$6K – – –
S
504
SignatureFD
Georgia
$6K +$4.17K +96 +259%
CAL
505
Capital Advisors Ltd
Ohio
$5K – – –
National Pension Service
506
National Pension Service
South Korea
$5K – – –
NFG
507
Next Financial Group
Texas
$5K – – –
APSP
508
Asset Planning Services (Pennsylvania)
Pennsylvania
$4K – – –
KF
509
Krilogy Financial
Missouri
$4K – – –
TWA
510
TCI Wealth Advisors
Arizona
$4K – – –
ZB
511
Zions Bancorporation
Utah
$3K -$43.5K -1,000 -93%
EWM
512
Edge Wealth Management
New York
$3K – – –
WTB
513
Washington Trust Bank
Washington
$3K – – –
VNA
514
Valley National Advisers
Pennsylvania
$2K – – –
Carson Wealth (CWM LLC)
515
Carson Wealth (CWM LLC)
Nebraska
$2K +$2.26K +52 New
SWA
516
Sutton Wealth Advisors
Florida
$1.16K – – –
RWM
517
Raffa Wealth Management
District of Columbia
$1.03K +$999 +23 New
SEC
518
Seven Eight Capital
New York
$1K -$378K -8,700 -100%
PFBT
519
Parkside Financial Bank & Trust
Missouri
$1K – – –
TFO
520
Tarbox Family Office
California
$1K – – –
TCM
521
Tradewinds Capital Management
Washington
$1K – – –
HCM
522
Herndon Capital Management
Georgia
$1K +$695 +16 New
PIA
523
Piedmont Investment Advisors
North Carolina
$580 +$565 +13 New
Adage Capital Partners
524
Adage Capital Partners
Massachusetts
– -$50.8M -1,240,920 Closed
FQ
525
First Quadrant
California
– -$11.5M -281,800 Closed