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FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP

55 hedge funds and large institutions have $80.5M invested in FT Vest US Equity Enhance & Moderate Buffer ETF September in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 6

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

41% more capital invested

Capital invested by funds: $57.1M → $80.5M (+$23.3M)

31% more funds holding

Funds holding: 42 → 55 (+13)

7.69% less ownership

Funds ownership: 61.7% → 54.01% (-7.7%)

Holders
55
Holders Change
+13
Holders Change %
+30.95%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
20
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.7M
2
MFA
Millington Financial Advisors
Illinois
+$3.43M
3
CA
Cetera Advisors
Colorado
+$2.35M
4
KAS
Kestra Advisory Services
Texas
+$2.16M
5
KIA
Kraematon Investment Advisors
Massachusetts
+$2.12M

Top Sellers

Rank Fund Capital Flow
1
WP
WealthPLAN Partners
Nebraska
-$2.08M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.98M
3
WIM
WealthPlan Investment Management
Nebraska
-$1.53M
4
Osaic Holdings
Osaic Holdings
Arizona
-$664K
5
AWS
Atria Wealth Solutions
New York
-$212K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
26
Cetera Advisor Networks
California
$511K +$224K +6,450 +83%
EWM
27
Echo Wealth Management
Minnesota
$491K -$10.3K -297 -2%
WP
28
WealthSource Partners
California
$471K – – –
GSAM
29
Grant Street Asset Management
Pennsylvania
$419K -$31.3K -902 -7%
KPWS
30
Kestra Private Wealth Services
Texas
$402K -$80.1K -2,305 -17%
LA
31
LexAurum Advisors
Kansas
$399K +$386K +11,106 New
CWG
32
Crown Wealth Group
North Carolina
$391K -$20.8K -600 -5%
IF
33
Integrity Financial
Wyoming
$361K -$66.9K -1,926 -16%
SG
34
StoneX Group
New York
$340K +$44.1K +1,270 +15%
BW
35
Bison Wealth
Georgia
$332K – – –
FGG
36
Financial Guidance Group
Florida
$309K – – –
CW
37
CreativeOne Wealth
Kansas
$295K +$285K +8,213 New
NAS
38
NWF Advisory Services
California
$291K – – –
SOS
39
Silver Oak Securities
Tennessee
$274K +$265K +7,639 New
CFGS
40
Concourse Financial Group Securities
Alabama
$267K +$45.5K +1,310 +21%
SRA
41
Secured Retirement Advisors
Minnesota
$263K +$254K +7,316 New
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$255K +$17.4K +500 +8%
LPL Financial
43
LPL Financial
California
$245K +$237K +6,813 New
IA
44
IFP Advisors
Florida
$233K +$148K +4,266 +191%
Corient Private Wealth
45
Corient Private Wealth
Florida
$223K +$215K +6,200 New
ASN
46
Advisory Services Network
Georgia
$221K +$213K +6,146 New
ACM
47
Arlington Capital Management
Illinois
$208K +$201K +5,795 New
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$179K -$20.9K -601 -11%
FGAM
49
Financial Gravity Asset Management
Texas
$164K +$158K +4,558 New
PP
50
PFS Partners
New Jersey
$122K +$54.3K +1,562 +84%
1
2
3

XSEP Hedge Fund Activity: Q4 2023 in Review

55 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Enhance & Moderate Buffer ETF September (XSEP) for Q4 2023, worth a combined $80.5M — up 41% from $57.1M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new XSEP positions and 6 closed out — a net gain of 13 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $3.7M. The largest seller was WealthPLAN Partners, exiting entirely with an estimated $2.08M sold.

  • 55 institutional investors held FT Vest US Equity Enhance & Moderate Buffer ETF September (XSEP) as of Q4 2023, up from 42 in Q3 2023.
  • Funds reported $80.5M of FT Vest US Equity Enhance & Moderate Buffer ETF September stock for Q4 2023, up 41% quarter-over-quarter.
  • 19 funds opened new FT Vest US Equity Enhance & Moderate Buffer ETF September positions in Q4 2023 and 6 closed out, a net change of +13 holders.
  • The largest FT Vest US Equity Enhance & Moderate Buffer ETF September buyer in Q4 2023 was Commonwealth Equity Services, an estimated $3.7M added.
  • The largest FT Vest US Equity Enhance & Moderate Buffer ETF September seller in Q4 2023 was WealthPLAN Partners, an estimated $2.08M sold.

Based on aggregated 13F filings for Q4 2023.