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FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP

42 hedge funds and large institutions have $57.1M invested in FT Vest US Equity Enhance & Moderate Buffer ETF September in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

11% more funds holding

Funds holding: 38 → 42 (+4)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

7.87% less ownership

Funds ownership: 69.57% → 61.7% (-7.9%)

33% less capital invested

Capital invested by funds: $84.9M → $57.1M (-$27.8M)

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
12
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$8.96M
2
WP
WealthPLAN Partners
Nebraska
+$1.3M
3
CA
Cetera Advisors
Colorado
+$587K
4
DI
Diligent Investors
California
+$546K
5
WIM
WealthPlan Investment Management
Nebraska
+$484K

Top Sellers

Rank Fund Capital Flow
1
KPWS
Kestra Private Wealth Services
Texas
-$12.6M
2
Citadel Advisors
Citadel Advisors
Florida
-$11.7M
3
FHC
First Heartland Consultants
Missouri
-$4.78M
4
IA
IFP Advisors
Florida
-$3.35M
5
Osaic Holdings
Osaic Holdings
Arizona
-$3.18M
Name Holding Trade Value Shares
Change 		Change in
Stake
SG
26
StoneX Group
New York
$278K +$280K +8,199 New
NAS
27
NWF Advisory Services
California
$275K +$37.6K +1,100 +16%
CAN
28
Cetera Advisor Networks
California
$264K +$266K +7,787 New
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$224K +$225K +6,600 New
AWS
30
Atria Wealth Solutions
New York
$212K -$991K -28,999 -82%
CFGS
31
Concourse Financial Group Securities
Alabama
$208K +$210K +6,136 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$190K -$509K -14,902 -73%
CIA
33
Cape Investment Advisory
Georgia
$155K +$58.9K +1,725 +61%
HI
34
Harbour Investments
Wisconsin
$88.2K – – –
IA
35
IFP Advisors
Florida
$75.7K -$3.35M -98,135 -98%
PP
36
PFS Partners
New Jersey
$62.7K +$63.2K +1,850 New
SPIA
37
Steward Partners Investment Advisory
New York
$50.2K +$41K +1,200 +427%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$44.1K +$44.4K +1,300 New
CSPIA
39
Cary Street Partners Investment Advisory
Virginia
$28K – – –
DFA
40
DHJJ Financial Advisors
Illinois
$22.7K +$22.9K +670 New
WT
41
Washington Trust
Rhode Island
$10K – – –
Morgan Stanley
42
Morgan Stanley
New York
$1.36K – – –
Citadel Advisors
43
Citadel Advisors
Florida
– -$11.7M -344,068 Closed
HighTower Advisors
44
HighTower Advisors
Illinois
– -$1.97M -58,067 Closed
Jane Street
45
Jane Street
New York
– -$1.74M -51,218 Closed
HAS
46
HBW Advisory Services
California
– -$727K -21,439 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
– -$402K -11,849 Closed
OMC
48
Old Mission Capital
Illinois
– -$224K -6,606 Closed
CSB
49
City State Bank
Iowa
– -$1K -40 Closed
1
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XSEP Hedge Fund Activity: Q3 2023 in Review

42 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Enhance & Moderate Buffer ETF September (XSEP) for Q3 2023, worth a combined $57.1M — down 33% from $84.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new XSEP positions and 7 closed out — a net gain of 4 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $8.96M. The largest seller was Kestra Private Wealth Services, cutting an estimated $12.6M.

  • 42 institutional investors held FT Vest US Equity Enhance & Moderate Buffer ETF September (XSEP) as of Q3 2023, up from 38 in Q2 2023.
  • Funds reported $57.1M of FT Vest US Equity Enhance & Moderate Buffer ETF September stock for Q3 2023, down 33% quarter-over-quarter.
  • 11 funds opened new FT Vest US Equity Enhance & Moderate Buffer ETF September positions in Q3 2023 and 7 closed out, a net change of +4 holders.
  • The largest FT Vest US Equity Enhance & Moderate Buffer ETF September buyer in Q3 2023 was Commonwealth Equity Services, an estimated $8.96M added.
  • The largest FT Vest US Equity Enhance & Moderate Buffer ETF September seller in Q3 2023 was Kestra Private Wealth Services, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2023.