|
401
|
Wolverine Trading
Chicago,
Illinois
|
–
|
-$2.11M
|
-15,231
|
Closed
|
|
|
402
|
Guardian Capital Advisors (Canada)
Toronto,
Ontario, Canada
|
–
|
-$1.79M
|
-13,230
|
Closed
|
|
|
403
|
Itau Unibanco Holding S.A.
Sao Paulo,
Brazil
|
–
|
-$1.75M
|
-12,835
|
Closed
|
|
|
404
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$1.74M
|
-12,736
|
Closed
|
|
|
405
|
Phoenix Wealth Advisors
Chapel Hill,
North Carolina
|
–
|
-$1.54M
|
-11,128
|
Closed
|
|
|
406
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$1.28M
|
-9,529
|
Closed
|
|
|
407
|
RK Capital Management (Florida)
Weston,
Florida
|
–
|
-$999K
|
-7,300
|
Closed
|
|
|
408
|
Element Capital Management
New York
|
–
|
-$986K
|
-7,205
|
Closed
|
|
|
409
|
Advisor Resource Council
Dallas,
Texas
|
–
|
-$960K
|
-7,015
|
Closed
|
|
|
410
|
HSBC Holdings
London,
United Kingdom
|
–
|
-$926K
|
-6,747
|
Closed
|
|
|
411
|
ORG Partners
Roanoke,
Indiana
|
–
|
-$906K
|
-6,613
|
Closed
|
|
|
412
|
SMART Wealth
Omaha,
Nebraska
|
–
|
-$742K
|
-5,422
|
Closed
|
|
|
413
|
Personal CFO Solutions
Chester,
New Jersey
|
–
|
-$691K
|
-5,043
|
Closed
|
|
|
414
|
Summit Securities Group
New York
|
–
|
-$575K
|
-4,200
|
Closed
|
|
|
415
|
Valicenti Advisory Services
Elmira,
New York
|
–
|
-$551K
|
-4,025
|
Closed
|
|
|
416
|
Capital Management Associates (New York)
New York
|
–
|
-$548K
|
-4,000
|
Closed
|
|
|
417
|
Bellevue Group
Kuesnacht,
Switzerland
|
–
|
-$534K
|
-3,900
|
Closed
|
|
|
418
|
Prevail Innovative Wealth Advisors
Leawood,
Kansas
|
–
|
-$524K
|
-3,825
|
Closed
|
|
|
419
|
Capstone Wealth Management Group (Pennsylvania)
Clarks Green,
Pennsylvania
|
–
|
-$502K
|
-3,663
|
Closed
|
|
|
420
|
Windsor Advisory Group
Columbus,
Ohio
|
–
|
-$493K
|
-3,601
|
Closed
|
|
|
421
|
Alpha Capital Management
Austin,
Texas
|
–
|
-$470K
|
-3,435
|
Closed
|
|
|
422
|
Lake Street Advisors Group
Portsmouth,
New Hampshire
|
–
|
-$446K
|
-3,258
|
Closed
|
|
|
423
|
Proficio Capital Partners
Newton,
Massachusetts
|
–
|
-$422K
|
-3,080
|
Closed
|
|
|
424
|
IFG Advisory
Atlanta,
Georgia
|
–
|
-$410K
|
-2,998
|
Closed
|
|
|
425
|
Baker Avenue Asset Management
San Francisco,
California
|
–
|
-$356K
|
-2,602
|
Closed
|
|
