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State Street Industrial Select Sector SPDR ETF
XLI

Name Holding Trade Value Shares
Change 		Change in
Stake
CPS
376
Counsel Portfolio Services
Ontario, Canada
– -$6.27M -115,913 Closed
DCM
377
Dupont Capital Management
Delaware
– -$4.99M -92,215 Closed
EM
378
EnTrustPermal Management
New York
– -$4.84M -89,500 Closed
LPC
379
Loeb Partners Corp
New York
– -$4.38M -80,980 Closed
KCM
380
Karp Capital Management
California
– -$3.4M -62,890 Closed
VF
381
Virtu Financial
New York
– -$3.33M -61,563 Closed
PFS
382
Prospera Financial Services
Texas
– -$2.65M -48,912 Closed
RDM
383
Retirement Design & Management
Connecticut
– -$2.63M -48,563 Closed
RPG
384
Risk Paradigm Group
Texas
– -$1.54M -28,495 Closed
IFWM
385
Institute for Wealth Management
Colorado
– -$1.05M -19,405 Closed
TPP
386
Triangle Peak Partners
California
– -$827K -15,294 Closed
Parallax Volatility Advisers
387
Parallax Volatility Advisers
California
– -$766K -14,541 -100%
MML Investors Services
388
MML Investors Services
Massachusetts
– -$770K -14,235 Closed
LSA
389
L & S Advisors
California
– -$697K -12,899 Closed
RA
390
RFG Advisory
Alabama
– -$678K -12,536 Closed
FMC
391
First Merchants Corp
Indiana
– -$574K -10,618 Closed
BRWM
392
B. Riley Wealth Management
Tennessee
– -$503K -9,306 Closed
AGM
393
Alpine Global Management
New York
– -$485K -8,955 Closed
ACM
394
Americafirst Capital Management
California
– -$427K -7,896 Closed
BFO
395
Boston Family Office
Massachusetts
– -$402K -7,435 Closed
BOTW
396
Bank of the West
California
– -$370K -6,835 Closed
SHA
397
Smith Hayes Advisers
Nebraska
– -$334K -6,177 Closed
CIM
398
Cambria Investment Management
California
– -$314K -5,801 Closed
PAM
399
Peak Asset Management
Colorado
– -$296K -5,482 Closed
MC
400
Moors & Cabot
Massachusetts
– -$290K -5,381 Closed
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16
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