|
351
|
|
–
|
-$461K
|
-7,703
|
Closed
|
|
|
352
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
–
|
-$324K
|
-5,398
|
Closed
|
|
|
353
|
SG Americas Securities
New York
|
–
|
-$295K
|
-4,928
|
Closed
|
|
|
354
|
Wellington Management Group
Boston,
Massachusetts
|
–
|
-$283K
|
-4,729
|
Closed
|
|
|
355
|
AllianceBernstein
Nashville,
Tennessee
|
–
|
-$253K
|
-4,219
|
Closed
|
|
|
356
|
Jump Financial
Chicago,
Illinois
|
–
|
-$228K
|
-3,800
|
Closed
|
|
|
357
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$190K
|
-3,172
|
Closed
|
|
|
358
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$173K
|
-2,890
|
Closed
|
|
|
359
|
Avior Wealth Management
Omaha,
Nebraska
|
–
|
-$116K
|
-1,947
|
Closed
|
|
|
360
|
FORA Capital
Miami,
Florida
|
–
|
-$88K
|
-1,463
|
Closed
|
|
|
361
|
Zions Bancorporation
Salt Lake City,
Utah
|
–
|
-$39K
|
-643
|
Closed
|
|
|
362
|
Berman Capital Advisors
Atlanta,
Georgia
|
–
|
-$34K
|
-575
|
Closed
|
|
|
363
|
Jeppson Wealth Management
Manhattan Beach,
California
|
–
|
-$29K
|
-478
|
Closed
|
|
|
364
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$22K
|
-367
|
Closed
|
|
|
365
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
–
|
-$16.8K
|
-280
|
Closed
|
|
|
366
|
CSat Investment Advisory
Detroit,
Michigan
|
–
|
-$15K
|
-247
|
Closed
|
|
|
367
|
Equitec Specialists
Chicago,
Illinois
|
–
|
-$6K
|
-100
|
Closed
|
|
|
368
|
American Portfolios Advisors
Holbrook,
New York
|
–
|
-$5.34K
|
-89
|
Closed
|
|
|
369
|
Founders Financial Alliance
Raleigh,
North Carolina
|
–
|
-$3K
|
-50
|
Closed
|
|
