|
401
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$3K
|
–
|
–
|
–
|
|
|
402
|
USA Mutuals Advisors
Dallas,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
403
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$2K
|
–
|
–
|
–
|
|
|
404
|
Colony Group
Boston,
Massachusetts
|
$2K
|
–
|
–
|
–
|
|
|
405
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$2K
|
–
|
–
|
–
|
|
|
406
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
$2K
|
–
|
–
|
–
|
|
|
407
|
Archford Capital Strategies
Swansea,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
408
|
First Personal Financial Services
Charlotte,
North Carolina
|
$1K
|
–
|
–
|
–
|
|
|
409
|
Focused Wealth Management
Newburgh,
New York
|
$1K
|
–
|
–
|
–
|
|
|
410
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$1K
|
–
|
–
|
–
|
|
|
411
|
|
$1K
|
–
|
–
|
–
|
|
|
412
|
Tarbox Family Office
Newport Beach,
California
|
$1K
|
–
|
–
|
–
|
|
|
413
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
414
|
Vantage Investment Advisors
State College,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
415
|
Carlson Capital
Dallas,
Texas
|
–
|
-$35.6M
|
-3,838
|
Closed
|
|
|
416
|
Apex Capital Management
Dayton,
Ohio
|
–
|
-$21.5M
|
-2,320
|
Closed
|
|
|
417
|
Ionic Capital Management
New York
|
–
|
-$18.9M
|
-2,040
|
Closed
|
|
|
418
|
Highbridge Capital Management
New York
|
–
|
-$12.5M
|
-1,348
|
Closed
|
|
|
419
|
|
–
|
-$12.4M
|
-1,333
|
Closed
|
|
|
420
|
Tyrus Capital S.A.M.
Monaco
|
–
|
-$12.4M
|
-1,333
|
Closed
|
|
|
421
|
Northwestern Mutual Investment Management Company
Milwaukee,
Wisconsin
|
–
|
-$11.5M
|
-1,237
|
Closed
|
|
|
422
|
CI Investments Inc
Toronto,
Ontario, Canada
|
–
|
-$11.3M
|
-1,214
|
Closed
|
|
|
423
|
Eton Park Capital Management
New York
|
–
|
-$9.75M
|
-1,051
|
Closed
|
|
|
424
|
Hirzel Capital Management
Dallas,
Texas
|
–
|
-$9.27M
|
-1,000
|
Closed
|
|
|
425
|
Assured Investment Management
New York
|
–
|
-$6.13M
|
-661
|
Closed
|
|
