|
401
|
WhitTier Trust Company
Reno,
Nevada
|
$8K
|
–
|
–
|
–
|
|
|
402
|
Thompson Davis & Co
Richmond,
Virginia
|
$6K
|
–
|
–
|
–
|
|
|
403
|
Allworth Financial
Folsom,
California
|
$6K
|
+$10.1K
|
+1
|
New
|
|
|
404
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$6K
|
+$10.1K
|
+1
|
New
|
|
|
405
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
$6K
|
+$10.1K
|
+1
|
New
|
|
|
406
|
New Harbor Financial Group
Worcester,
Massachusetts
|
$5K
|
–
|
–
|
–
|
|
|
407
|
Pittenger & Anderson Inc
Lincoin,
Nebraska
|
$5K
|
–
|
–
|
–
|
|
|
408
|
Stephens Inc
Little Rock,
Arkansas
|
$4K
|
-$40.5K
|
-4
|
Closed
|
|
|
409
|
Trust Company of Vermont
Brattleboro,
Vermont
|
$4K
|
–
|
–
|
–
|
|
|
410
|
Advisory Services Network
Atlanta,
Georgia
|
$3K
|
–
|
–
|
–
|
|
|
411
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$3K
|
–
|
–
|
–
|
|
|
412
|
|
$3K
|
–
|
–
|
–
|
|
|
413
|
People's United Financial
Bridgeport,
Connecticut
|
$3K
|
–
|
–
|
–
|
|
|
414
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
$3K
|
–
|
–
|
–
|
|
|
415
|
Colony Group
Boston,
Massachusetts
|
$2K
|
-$10.1K
|
-1
|
Closed
|
|
|
416
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$2K
|
–
|
–
|
–
|
|
|
417
|
Peoples Financial Services Corp
Moosic,
Pennsylvania
|
$2K
|
–
|
–
|
–
|
|
|
418
|
Stancorp Investment Advisers
Portland,
Oregon
|
$2K
|
–
|
–
|
–
|
|
|
419
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
$2K
|
–
|
–
|
–
|
|
|
420
|
Zions Bancorporation
Salt Lake City,
Utah
|
$2K
|
–
|
–
|
–
|
|
|
421
|
Archford Capital Strategies
Swansea,
Illinois
|
$1.48K
|
–
|
–
|
–
|
|
|
422
|
American National Bank & Trust
Wichita Falls,
Texas
|
$1K
|
–
|
–
|
–
|
|
|
423
|
First Personal Financial Services
Charlotte,
North Carolina
|
$1K
|
–
|
–
|
–
|
|
|
424
|
Focused Wealth Management
Newburgh,
New York
|
$1K
|
–
|
–
|
–
|
|
|
425
|
TCI Wealth Advisors
Tucson,
Arizona
|
$1K
|
–
|
–
|
–
|
|