|
401
|
Focused Wealth Management
Newburgh,
New York
|
$5K
|
–
|
–
|
–
|
|
|
402
|
People's United Financial
Bridgeport,
Connecticut
|
$4K
|
–
|
–
|
–
|
|
|
403
|
Trust Company of Vermont
Brattleboro,
Vermont
|
$4K
|
–
|
–
|
–
|
|
|
404
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
$3K
|
-$30.5K
|
-2
|
Closed
|
|
|
405
|
|
$3K
|
–
|
–
|
–
|
|
|
406
|
New England Securities
New York
|
$3K
|
–
|
–
|
–
|
|
|
407
|
Vantage Investment Advisors
State College,
Pennsylvania
|
$3K
|
–
|
–
|
–
|
|
|
408
|
SEI Investments
Oaks,
Pennsylvania
|
$3K
|
+$15.3K
|
+1
|
New
|
|
|
409
|
Advisory Services Network
Atlanta,
Georgia
|
$2K
|
–
|
–
|
–
|
|
|
410
|
American National Bank & Trust
Wichita Falls,
Texas
|
$2K
|
–
|
–
|
–
|
|
|
411
|
Peoples Financial Services Corp
Moosic,
Pennsylvania
|
$2K
|
–
|
–
|
–
|
|
|
412
|
Stancorp Investment Advisers
Portland,
Oregon
|
$2K
|
–
|
–
|
–
|
|
|
413
|
Estabrook Capital Management
New York
|
$1.65K
|
–
|
–
|
–
|
|
|
414
|
Lupo Securities
Chicago,
Illinois
|
$1.12K
|
–
|
–
|
–
|
|
|
415
|
Archford Capital Strategies
Swansea,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
416
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$1K
|
–
|
–
|
–
|
|
|
417
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$1K
|
–
|
–
|
–
|
|
|
418
|
TCI Wealth Advisors
Tucson,
Arizona
|
$1K
|
–
|
–
|
–
|
|
|
419
|
Massachusetts Financial Services
Boston,
Massachusetts
|
–
|
-$92.6M
|
-3,982
|
Closed
|
|
|
420
|
Perkins Investment Management
Chicago,
Illinois
|
–
|
-$45.3M
|
-1,948
|
Closed
|
|
|
421
|
Rainier Investment Management
Seattle,
Washington
|
–
|
-$41.3M
|
-1,774
|
Closed
|
|
|
422
|
R.H. Bluestein & Co
Birmingham,
Michigan
|
–
|
-$33.7M
|
-1,447
|
Closed
|
|
|
423
|
Origin Asset Management
London,
United Kingdom
|
–
|
-$30.8M
|
-1,325
|
Closed
|
|
|
424
|
Moore Capital Management
New York
|
–
|
-$29.6M
|
-1,274
|
Closed
|
|
|
425
|
Chicago Equity Partners
Chicago,
Illinois
|
–
|
-$28.5M
|
-1,225
|
Closed
|
|
