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Workhorse Group

Name Holding Trade Value Shares
Change
Change in
Stake
New York State Common Retirement Fund
26
New York State Common Retirement Fund
New York
$94K
EWM
27
Evercore Wealth Management
New York
$73K
JP Morgan Chase
28
JP Morgan Chase
New York
$67K +$64.3K +3 New
Citigroup
29
Citigroup
New York
$66K +$64.3K +3 New
AG
30
Advisor Group
Arizona
$63K +$42.9K +2 +200%
NFA
31
Nationwide Fund Advisors
Ohio
$50K
Deutsche Bank
32
Deutsche Bank
Germany
$49K +$21.4K +1 +100%
AIG
33
American International Group
New York
$46K
Wells Fargo
34
Wells Fargo
California
$44K
UBS Group
35
UBS Group
Switzerland
$41K +$21.4K +1 +100%
BA
36
BlackRock Advisors
Delaware
$23K
TRCT
37
Tower Research Capital (TRC)
New York
$23K +$21.4K +1 New
Creative Planning
38
Creative Planning
Kansas
$18K
IA
39
IFP Advisors
Florida
$17K +$21.4K +1 New
Bank of America
40
Bank of America
North Carolina
$12K +$21.4K +1 New
Legal & General Group
41
Legal & General Group
United Kingdom
$9K
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$7K
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$5K
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$5K
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$4.37K
BlackRock
46
BlackRock
New York
$3K
AIM
47
Advantage Investment Management
Iowa
$1K
KTC
48
Kistler-Tiffany Companies
Pennsylvania
$1K
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
-$85K -4 Closed
EA
50
Efficient Advisors
Ohio
-$72K -3 Closed