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WINT

Windtree Therapeutics Inc

Delisted

WINT was delisted on the 4th of May, 2017.

60 hedge funds and large institutions have $117M invested in Windtree Therapeutics Inc in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 5

136% more capital invested

Capital invested by funds: $49.7M → $117M (+$67.4M)

130% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 10

20% more funds holding

Funds holding: 5060 (+10)

16% more call options, than puts

Call options by funds: $425K | Put options by funds: $366K

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
60
Holders Change
+10
Holders Change %
+20%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
23
Reduced
10
Closed
5
Calls
$425K
Puts
$366K
Net Calls
+$59K
Net Calls Change
+$159K
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
26
Northern Trust
Illinois
$325K +$80.9K +2,587 +34%
GTC
27
Ghost Tree Capital
New York
$225K +$223K +7,143 New
Bank of New York Mellon
28
Bank of New York Mellon
New York
$172K +$58.5K +1,872 +52%
PRCM
29
Pine River Capital Management
Minnesota
$166K +$447K +14,286 New
State Street
30
State Street
Massachusetts
$129K +$76.4K +2,443 +148%
FAAS
31
First Allied Advisory Services
California
$120K +$97.2K +3,107 +435%
FSA
32
Franklin Street Advisors
North Carolina
$105K
BAM
33
Brave Asset Management
New Jersey
$99K +$98.6K +3,154 New
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$91K
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$69K -$35.3K -1,130 -34%
Morgan Stanley
36
Morgan Stanley
New York
$65K +$4.13K +132 +7%
Dimensional Fund Advisors
37
Dimensional Fund Advisors
Texas
$60K
WSCM
38
Wellington Shields Capital Management
New York
$56K +$55.6K +1,779 New
T. Rowe Price Associates
39
T. Rowe Price Associates
Maryland
$50K +$11.2K +357 +29%
RFC
40
Regions Financial Corp
Alabama
$45K +$11.2K +358 +33%
BA
41
BlackRock Advisors
Delaware
$42K +$18.9K +604 +82%
Bank of America
42
Bank of America
North Carolina
$41K +$39.6K +1,265 +2,750%
WS
43
Wedbush Securities
California
$36K -$13.2K -423 -27%
NTCOC
44
Northern Trust Company of Connecticut
Connecticut
$35K
MAA
45
Managed Account Advisors
New Jersey
$34K -$27.6K -884 -45%
U
46
UBS
Switzerland
$20K -$63K -2,015 -76%
Citigroup
47
Citigroup
New York
$17K +$4.97K +159 +42%
FNYS
48
First New York Securities
New York
$14K +$13.4K +429 New
Citadel Advisors
49
Citadel Advisors
Florida
$12K +$11.8K +377 New
Group One Trading
50
Group One Trading
Illinois
$10K -$85.6K -2,738 -89%

WINT Hedge Fund Activity: Q4 2013 in Review

60 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Windtree Therapeutics Inc (WINT) for Q4 2013, worth a combined $117M — up 136% from $49.7M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new WINT positions and 5 closed out — a net gain of 10 holders — while 23 added to existing stakes and 10 trimmed.

The largest buyer was Broadfin Capital, adding an estimated $13.2M. The largest seller was Wells Fargo, cutting an estimated $797K.

  • 60 institutional investors held Windtree Therapeutics Inc (WINT) as of Q4 2013, up from 50 in Q3 2013.
  • Funds reported $117M of Windtree Therapeutics Inc stock for Q4 2013, up 136% quarter-over-quarter.
  • 15 funds opened new Windtree Therapeutics Inc positions in Q4 2013 and 5 closed out, a net change of +10 holders.
  • The largest Windtree Therapeutics Inc buyer in Q4 2013 was Broadfin Capital, an estimated $13.2M added.
  • The largest Windtree Therapeutics Inc seller in Q4 2013 was Wells Fargo, an estimated $797K sold.

Based on aggregated 13F filings for Q4 2013.