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WINT

Windtree Therapeutics Inc

Delisted

WINT was delisted on the 4th of May, 2017.

50 hedge funds and large institutions have $49.7M invested in Windtree Therapeutics Inc in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more capital invested

Capital invested by funds: $40.5M → $49.7M (+$9.24M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

22% less funds holding

Funds holding: 6450 (-14)

38% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 21

47% less call options, than puts

Call options by funds: $113K | Put options by funds: $213K

81% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 16

Holders
50
Holders Change
-14
Holders Change %
-21.88%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
13
Reduced
21
Closed
16
Calls
$113K
Puts
$213K
Net Calls
-$100K
Net Calls Change
-$13K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$79K
U
27
UBS
Switzerland
$73K -$21.5K -887 -25%
MAA
28
Managed Account Advisors
New Jersey
$54K -$3.68K -152 -7%
Morgan Stanley
29
Morgan Stanley
New York
$53K -$120K -4,950 -72%
Dimensional Fund Advisors
30
Dimensional Fund Advisors
Texas
$52K -$14.4K -594 -24%
State Street
31
State Street
Massachusetts
$45K -$6.23K -257 -13%
VKH
32
Virtu KCG Holdings
New York
$44K +$39.3K +1,622 New
WS
33
Wedbush Securities
California
$43K +$38K +1,566 New
T. Rowe Price Associates
34
T. Rowe Price Associates
Maryland
$34K
RCM
35
Rotella Capital Management
Washington
$32K +$10.8K +446 +62%
NTCOC
36
Northern Trust Company of Connecticut
Connecticut
$30K
RFC
37
Regions Financial Corp
Alabama
$29K +$26K +1,071 New
BA
38
BlackRock Advisors
Delaware
$20K -$2.67K -110 -13%
FAAS
39
First Allied Advisory Services
California
$20K -$873 -36 -5%
Citigroup
40
Citigroup
New York
$10K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$6K +$24 +1 +0.5%
TRCT
42
Tower Research Capital (TRC)
New York
$4K -$16K -660 -81%
MIM
43
Macroview Investment Management
Maryland
$2K
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$2K
HCC
45
Hirtle Callaghan & Co
Pennsylvania
$2K +$970 +40 +250%
Bank of America
46
Bank of America
North Carolina
$1K -$186K -7,662 -99%
AIG
47
American International Group
New York
$653 -$51.7K -2,134 -99%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4
PP
49
Paloma Partners
Connecticut
-$349K -16,398 Closed
LMF
50
LMR Master Fund
Cayman Islands
-$204K -9,584 Closed

WINT Hedge Fund Activity: Q3 2013 in Review

50 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Windtree Therapeutics Inc (WINT) for Q3 2013, worth a combined $49.7M — up 23% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of WINT and 3 opened new positions — a net loss of 13 holders — while 21 trimmed existing stakes and 13 added.

The largest buyer was Broadfin Capital, adding an estimated $866K. The largest seller was Wells Fargo, cutting an estimated $679K.

  • 50 institutional investors held Windtree Therapeutics Inc (WINT) as of Q3 2013, down from 64 in Q2 2013.
  • Funds reported $49.7M of Windtree Therapeutics Inc stock for Q3 2013, up 23% quarter-over-quarter.
  • 3 funds opened new Windtree Therapeutics Inc positions in Q3 2013 and 16 closed out, a net change of -13 holders.
  • The largest Windtree Therapeutics Inc buyer in Q3 2013 was Broadfin Capital, an estimated $866K added.
  • The largest Windtree Therapeutics Inc seller in Q3 2013 was Wells Fargo, an estimated $679K sold.

Based on aggregated 13F filings for Q3 2013.