|
401
|
|
$1K
|
-$15.5K
|
-320
|
-90%
|
|
|
402
|
Global Retirement Partners
San Rafael,
California
|
$1K
|
-$3.64K
|
-75
|
-71%
|
|
|
403
|
Baystate Wealth Management
Boston,
Massachusetts
|
$1K
|
–
|
–
|
–
|
|
|
404
|
Clear Investment Research
Alpharetta,
Georgia
|
$1K
|
–
|
–
|
–
|
|
|
405
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$1K
|
–
|
–
|
–
|
|
|
406
|
Front Row Advisors
Tiburon,
California
|
$1K
|
–
|
–
|
–
|
|
|
407
|
Marino Stram & Associates
Braintree,
Massachusetts
|
$1K
|
–
|
–
|
–
|
|
|
408
|
Pflug Koory
Omaha,
Nebraska
|
$1K
|
–
|
–
|
–
|
|
|
409
|
|
$1K
|
–
|
–
|
–
|
|
|
410
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
411
|
TD Ameritrade Investment Management
Omaha,
Nebraska
|
$1K
|
+$49
|
+1
|
+5%
|
|
|
412
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$1K
|
+$437
|
+9
|
+100%
|
|
|
413
|
Wealthspire Advisors (New York)
New York
|
$1K
|
+$728
|
+15
|
New
|
|
|
414
|
Focused Wealth Management
Newburgh,
New York
|
$1K
|
+$970
|
+20
|
New
|
|
|
415
|
Clarfeld Financial Advisors
Tarrytown,
New York
|
$1K
|
+$1.21K
|
+25
|
New
|
|
|
416
|
|
$1K
|
+$1.26K
|
+26
|
New
|
|
|
417
|
Berman Capital Advisors
Atlanta,
Georgia
|
$1K
|
+$1.94K
|
+40
|
New
|
|
|
418
|
Raffa Wealth Management
Washington,
District of Columbia
|
$499
|
–
|
–
|
–
|
|
|
419
|
Rehmann Capital Advisory Group
Lansing,
Michigan
|
$408
|
-$2.09K
|
-43
|
-83%
|
|
|
420
|
Exane Derivatives
Paris,
France
|
$227
|
–
|
–
|
–
|
|
|
421
|
Nordea Investment Management
Stockholm,
Sweden
|
–
|
-$42.8M
|
-769,800
|
Closed
|
|
|
422
|
Alyeska Investment Group
Chicago,
Illinois
|
–
|
-$22.6M
|
-406,325
|
Closed
|
|
|
423
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
–
|
-$19.9M
|
-358,220
|
Closed
|
|
|
424
|
Putnam Investments
Boston,
Massachusetts
|
–
|
-$11.7M
|
-209,651
|
Closed
|
|
|
425
|
Davidson Kempner Capital Management
New York
|
–
|
-$11.3M
|
-203,496
|
Closed
|
|
