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Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL

Name Holding Trade Value Shares
Change 		Change in
Stake
SIS
201
Sound Income Strategies
Florida
$19K – – –
GT
202
Glenmede Trust
Pennsylvania
$13K -$203K -150 -94%
AAP
203
Arax Advisory Partners
Colorado
$13K – – –
CFGS
204
Concourse Financial Group Securities
Alabama
$13K – – –
MRCM
205
M&R Capital Management
New Jersey
$13K – – –
SL
206
Savior LLC
Massachusetts
$13K – – –
FWP
207
FAS Wealth Partners
Kansas
$12K – – –
HFA
208
HC Financial Advisors
California
$9K – – –
APA
209
American Portfolios Advisors
New York
$8.05K – – –
BW
210
Bison Wealth
Georgia
$8K – – –
SIM
211
Sonora Investment Management
Arizona
$7K – – –
WCG
212
Weaver Consulting Group
California
$7K – – –
BFC
213
Bedel Financial Consulting
Indiana
$5K – – –
CCM
214
Cribstone Capital Management
Maine
$5K – – –
NSIM
215
North Star Investment Management
Illinois
$3K – – –
BWM
216
BNC Wealth Management
Oregon
$3K +$2.7K +2 New
KIA
217
KCM Investment Advisors
California
– -$17.6M -13,595 Closed
PMAM
218
Penn Mutual Asset Management
Pennsylvania
– -$7.78M -6,000 Closed
HCA
219
Harbour Capital Advisors
Virginia
– -$259K -200 Closed
V
220
Veritable
Delaware
– -$219K -169 Closed
LC
221
Lindbrook Capital
California
– -$109K -84 Closed
PAG
222
Private Advisor Group
New Jersey
– -$99K -77 Closed
SAM
223
S.A. Mason
Michigan
– -$97K -75 Closed
FWM
224
Filbrandt Wealth Management
Wisconsin
– -$32K -25 Closed
CAN
225
Cetera Advisor Networks
California
– -$17K -13 Closed
6 7 8
9
10