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Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL

Name Holding Trade Value Shares
Change 		Change in
Stake
PA
201
Parallel Advisors
California
$9K – – –
APA
202
American Portfolios Advisors
New York
$7.75K – – –
WCG
203
Weaver Consulting Group
California
$7K +$6.46K +5 New
CAC
204
Certified Advisory Corp
Florida
$6K – – –
PMAM
205
Penn Mutual Asset Management
Pennsylvania
$6K – – –
BFC
206
Bedel Financial Consulting
Indiana
$5K – – –
CCM
207
Cribstone Capital Management
Maine
$5K – – –
MWM
208
Mascoma Wealth Management
New Hampshire
$3K – – –
NSIM
209
North Star Investment Management
Illinois
$3K – – –
WAM
210
Weiss Asset Management
Massachusetts
– -$8.41M -6,667 Closed
Deutsche Bank
211
Deutsche Bank
Germany
– -$6.99M -5,536 Closed
Goldman Sachs
212
Goldman Sachs
New York
– -$4.35M -3,447 Closed
AIP
213
Ameritas Investment Partners
Nebraska
– -$2.42M -1,920 Closed
Barclays
214
Barclays
United Kingdom
– -$1.26M -1,000 Closed
BCM
215
Bienville Capital Management
New York
– -$686K -544 Closed
APFBOT
216
Amica Pension Fund Board of Trustees
Rhode Island
– -$679K -538 Closed
VOAM
217
Vertex One Asset Management
British Columbia, Canada
– -$505K -400 Closed
B
218
Bridgeworth
Alabama
– -$492K -390 Closed
AMIM
219
Aull & Monroe Investment Management
Alabama
– -$322K -255 Closed
EFS
220
Essex Financial Services
Connecticut
– -$297K -235 Closed
IA
221
IFP Advisors
Florida
– -$189K -150 Closed
SFSG
222
Stearns Financial Services Group
North Carolina
– -$126K -100 Closed
CHP
223
Cable Hill Partners
Oregon
– -$76K -60 Closed
MWA
224
Meridian Wealth Advisors
Texas
– -$50K -40 Closed
VRM
225
Vectors Research Management
New York
– -$32K -25 Closed
6 7 8
9
10