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Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL

Name Holding Trade Value Shares
Change 		Change in
Stake
Loomis, Sayles & Company
201
Loomis, Sayles & Company
Massachusetts
– -$32.8M -162,151 Closed
AU
202
Algebris (UK)
United Kingdom
– -$53.7M -41,566 Closed
RCM
203
RB Capital Management
Nevada
– -$7.91M -6,131 Closed
FCMC
204
Founders Capital Management (Connecticut)
Connecticut
– -$2.45M -1,934 Closed
SL
205
Summitry LLC
California
– -$2.07M -1,603 Closed
NFC
206
Northeast Financial Consultants
Connecticut
– -$1.08M -841 Closed
BHTS
207
Bar Harbor Trust Services
Maine
– -$775K -600 Closed
FIM
208
Fernwood Investment Management
Massachusetts
– -$645K -500 Closed
LFAS
209
Level Four Advisory Services
Texas
– -$341K -264 Closed
ECM
210
Evergreen Capital Management
Washington
– -$323K -250 Closed
Susquehanna International Group
211
Susquehanna International Group
Pennsylvania
– -$243K -188 Closed
RVPG
212
Relative Value Partners Group
– -$200K -155 Closed
LA
213
Legacy Advisors
Pennsylvania
– -$192K -149 Closed
AF
214
Advisornet Financial
Minnesota
– -$159K -123 Closed
CAM
215
Columbia Asset Management
Michigan
– -$159K -123 Closed
LIA
216
LS Investment Advisors
Michigan
– -$13K -64 Closed
AAIM
217
Asset Advisors Investment Management
Georgia
– -$65K -50 Closed
SPIA
218
Steward Partners Investment Advisory
New York
– -$62K -48 Closed
CWSR
219
Chessman Wealth Strategies RIA
Texas
– -$32K -25 Closed
Carson Wealth (CWM LLC)
220
Carson Wealth (CWM LLC)
Nebraska
– -$26K -20 Closed
SWP
221
Stratos Wealth Partners
Ohio
– -$8K -6 Closed
AAP
222
Arax Advisory Partners
Colorado
– -$3K -2 Closed
CAL
223
Capital Analysts LLC
Pennsylvania
– -$3K -2 Closed
TPWA
224
TRUE Private Wealth Advisors
Oregon
– -$2.58K -2 Closed
ASN
225
Advisory Services Network
Georgia
– -$1K -1 Closed
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