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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
WW
176
Westshore Wealth
California
$353K
UBS AM
177
UBS AM
Illinois
$352K
WF
178
WoodTrust Financial
Wisconsin
$352K +$349K +300 New
TWM
179
Thrive Wealth Management
Pennsylvania
$351K +$348K +299 New
NDSI
180
Newman Dignan & Sheerar Inc
Rhode Island
$345K +$3.49K +3 +1%
KA
181
Kovack Advisors
Florida
$342K +$48.9K +42 +17%
IAA
182
Independent Advisor Alliance
North Carolina
$336K +$24.4K +21 +8%
SMC
183
Smith, Moore & Co
Missouri
$335K
PI
184
PFG Investments
New York
$323K
GWMR
185
GC Wealth Management RIA
Massachusetts
$319K +$317K +272 New
SCM
186
SCS Capital Management
Massachusetts
$311K +$23.3K +20 +8%
EM
187
ELCO Management
New York
$308K +$111K +95 +57%
BOM
188
Bank of Marin
California
$304K +$301K +259 New
Susquehanna International Group
189
Susquehanna International Group
Pennsylvania
$299K +$297K +255 New
EAM
190
Evanson Asset Management
California
$294K
FHA
191
First Horizon Advisors
Tennessee
$294K
GCIA
192
Gabelli & Co Investment Advisers
New York
$294K
PNC Financial Services Group
193
PNC Financial Services Group
Pennsylvania
$289K
CCM
194
Crew Capital Management
Ohio
$276K
B
195
Bailard
California
$276K +$273K +235 New
VFA
196
Valeo Financial Advisors
Indiana
$270K -$94.8M -81,491 -100%
BAM
197
Belpointe Asset Management
Nevada
$269K +$27.9K +24 +12%
SWA
198
Sax Wealth Advisors
New Jersey
$264K
FCB
199
First County Bank
Connecticut
$264K
ZA
200
Zazove Associates
Nevada
$258K +$256K +220 New