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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
176
Belpointe Asset Management
Nevada
$118K
FAAS
177
First Allied Advisory Services
California
$113K +$106K +74 New
CIAS
178
Capital Investment Advisory Services
North Carolina
$107K
Citigroup
179
Citigroup
New York
$93K +$8.56K +6 +11%
ClearBridge Investments
180
ClearBridge Investments
New York
$91K
CPA
181
Clear Perspective Advisors
Illinois
$82K
OAM
182
Oppenheimer Asset Management
New York
$79K -$1.43K -1 -2%
CCM
183
Covington Capital Management
California
$73K
TFS
184
TrustCore Financial Services
Tennessee
$69K
RCA
185
Rowland Carmichael Advisors
Arizona
$53K +$49.9K +35 New
AF
186
Allworth Financial
California
$50K +$47.1K +33 New
PCM
187
Penserra Capital Management
California
$48K +$8.56K +6 +23%
NIMC
188
NWQ Investment Management Company
California
$40K
MA
189
MUFG Americas
New York
$38K
VRM
190
Vectors Research Management
New York
$38K +$35.7K +25 New
BFEC
191
Benjamin F. Edwards & Company
Missouri
$30K
SSB
192
Sandy Spring Bank
Maryland
$30K
MCM
193
Manchester Capital Management
Vermont
$23K
GSWM
194
Golden State Wealth Management
California
$19K +$17.1K +12 New
CFGS
195
Concourse Financial Group Securities
Alabama
$15K
SIS
196
Sound Income Strategies
Florida
$15K
Northwestern Mutual Wealth Management
197
Northwestern Mutual Wealth Management
Wisconsin
$12K -$1.43K -1 -11%
APA
198
American Portfolios Advisors
New York
$9.13K
CAC
199
Certified Advisory Corp
Florida
$8K
WCG
200
Weaver Consulting Group
California
$7K