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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
BAMG
176
Brand Asset Management Group
Missouri
$50K
SMFS
177
Squar Milner Financial Services
California
$38K +$38.1K +30 New
WTB
178
Washington Trust Bank
Washington
$31K
Carson Wealth (CWM LLC)
179
Carson Wealth (CWM LLC)
Nebraska
$25K
SSB
180
Sandy Spring Bank
Maryland
$25K
WT
181
Washington Trust
Rhode Island
$25K +$25.4K +20 New
HNB
182
Huntington National Bank
Ohio
$19K +$19.1K +15 New
BCA
183
Bay Colony Advisors
Massachusetts
$16K +$16.5K +13 New
GBBWRPM
184
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$15K
JFGIW
185
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$15K
OIA
186
Optimum Investment Advisors
Illinois
$14K
BAM
187
Bruderman Asset Management
New York
$13K
FIB
188
First Interstate Bank
Montana
$13K
LIA
189
LS Investment Advisors
Michigan
$13K
SIS
190
Sound Income Strategies
Florida
$13K
Northwestern Mutual Wealth Management
191
Northwestern Mutual Wealth Management
Wisconsin
$11K
WIM
192
Westside Investment Management
California
$8.87K
RWA
193
River Wealth Advisors
Pennsylvania
$8K +$7.63K +6 New
APA
194
American Portfolios Advisors
New York
$7.55K
CAC
195
Certified Advisory Corp
Florida
$6K
BFC
196
Bedel Financial Consulting
Indiana
$5K
CCM
197
Cribstone Capital Management
Maine
$5K
FRA
198
Front Row Advisors
California
$3K
MWM
199
Mascoma Wealth Management
New Hampshire
$3K
NSIM
200
North Star Investment Management
Illinois
$3K