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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
151
Northwestern Mutual Wealth Management
Wisconsin
$582K +$534K +459 +1,241%
WA
152
Wambolt & Associates
Colorado
$564K
ISL
153
Ingalls & Snyder LLC
New York
$559K
Cetera Investment Advisers
154
Cetera Investment Advisers
Illinois
$557K +$23.3K +20 +4%
CWM
155
Congress Wealth Management
Massachusetts
$551K
BPC
156
Bearing Point Capital
Minnesota
$546K
MTIM
157
Marathon Trading Investment Management
Pennsylvania
$521K
ACM
158
AlphaStar Capital Management
North Carolina
$517K +$512K +440 New
PHS
159
Pekin Hardy Strauss
Illinois
$515K
FMI
160
F/M Investments
District of Columbia
$487K -$9.31K -8 -2%
OIA
161
OneDigital Investment Advisors
Kansas
$484K -$23.3K -20 -5%
Creative Planning
162
Creative Planning
Kansas
$456K +$82.6K +71 +22%
SWA
163
Stratos Wealth Advisors
Ohio
$452K +$116K +100 +35%
BSG
164
Black Swift Group
Colorado
$434K
OA
165
Oxbow Advisors
Texas
$430K -$7.93M -6,814 -95%
Comerica Bank
166
Comerica Bank
Texas
$425K -$54.7K -47 -11%
IRM
167
Income Research & Management
Massachusetts
$420K +$417K +358 New
AF
168
Allworth Financial
California
$418K -$11.6K -10 -3%
Jones Financial Companies
169
Jones Financial Companies
Missouri
$405K +$111K +95 +37%
WOSD
170
WFA of San Diego
California
$399K +$396K +340 New
HF
171
HRT Financial
New York
$395K +$392K +337 New
DWT
172
Dorsey & Whitney Trust
South Dakota
$375K
Brown Advisory
173
Brown Advisory
Maryland
$369K
WT
174
Whittier Trust
California
$369K
AMIM
175
Aull & Monroe Investment Management
Alabama
$356K