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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
MTIM
151
Marathon Trading Investment Management
Pennsylvania
$533K
PHS
152
Pekin Hardy Strauss
Illinois
$527K
BIMC
153
Benson Investment Management Company
Virginia
$522K +$524K +435 New
OIA
154
OneDigital Investment Advisors
Kansas
$519K +$9.64K +8 +2%
Wealth Enhancement Advisory Services
155
Wealth Enhancement Advisory Services
Minnesota
$514K -$8.44K -7 -2%
FMI
156
F/M Investments
District of Columbia
$509K -$16.9K -14 -3%
VFA
157
Valeo Financial Advisors
Indiana
$502K -$258K -214 -0.3%
Comerica Bank
158
Comerica Bank
Texas
$491K +$54.3K +45 +12%
BSG
159
Black Swift Group
Colorado
$444K
AF
160
Allworth Financial
California
$433K -$12.1K -10 -3%
William Blair & Company
161
William Blair & Company
Illinois
$411K
DWT
162
Dorsey & Whitney Trust
South Dakota
$383K +$385K +319 New
Creative Planning
163
Creative Planning
Kansas
$382K -$110K -91 -22%
Brown Advisory
164
Brown Advisory
Maryland
$377K
WT
165
Whittier Trust
California
$377K
AMIM
166
Aull & Monroe Investment Management
Alabama
$364K
CAPTRUST Financial Advisors
167
CAPTRUST Financial Advisors
North Carolina
$363K +$48.2K +40 +15%
WW
168
Westshore Wealth
California
$361K
UBS AM
169
UBS AM
Illinois
$360K -$121K -100 -25%
NDSI
170
Newman Dignan & Sheerar Inc
Rhode Island
$350K +$3.62K +3 +1%
SWA
171
Stratos Wealth Advisors
Ohio
$343K +$1.21K +1 +0.4%
SMC
172
Smith, Moore & Co
Missouri
$342K -$42.2K -35 -11%
PI
173
PFG Investments
New York
$330K
FFA
174
Farther Finance Advisors
California
$324K +$262K +217 +395%
IAA
175
Independent Advisor Alliance
North Carolina
$319K