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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
MTIM
151
Marathon Trading Investment Management
Pennsylvania
$530K
PHS
152
Pekin Hardy Strauss
Illinois
$524K
FMI
153
F/M Investments
District of Columbia
$524K +$540K +439 New
Wealth Enhancement Advisory Services
154
Wealth Enhancement Advisory Services
Minnesota
$519K +$196K +159 +58%
OIA
155
OneDigital Investment Advisors
Kansas
$506K +$9.85K +8 +2%
AC
156
AlphaCore Capital
California
$488K -$118K -96 -19%
Creative Planning
157
Creative Planning
Kansas
$488K -$3.69K -3 -0.7%
UBS AM
158
UBS AM
Illinois
$478K
AF
159
Allworth Financial
California
$455K +$357K +290 +337%
BSG
160
Black Swift Group
Colorado
$442K
Comerica Bank
161
Comerica Bank
Texas
$435K -$64K -52 -13%
William Blair & Company
162
William Blair & Company
Illinois
$408K -$8.62K -7 -2%
SMC
163
Smith, Moore & Co
Missouri
$382K +$12.3K +10 +3%
Brown Advisory
164
Brown Advisory
Maryland
$375K
WT
165
Whittier Trust
California
$375K +$65.2K +53 +20%
QIM
166
Quest Investment Management
Oregon
$368K
AMIM
167
Aull & Monroe Investment Management
Alabama
$362K
Susquehanna International Group
168
Susquehanna International Group
Pennsylvania
$359K -$366K -297 -50%
WW
169
Westshore Wealth
California
$359K
BOM
170
Bank of Marin
California
$351K +$41.8K +34 +13%
NDSI
171
Newman Dignan & Sheerar Inc
Rhode Island
$344K +$2.46K +2 +0.7%
SWA
172
Stratos Wealth Advisors
Ohio
$340K +$8.62K +7 +3%
PTC
173
Private Trust Company
Ohio
$337K -$54.2K -44 -13%
PI
174
PFG Investments
New York
$328K
Citadel Advisors
175
Citadel Advisors
Florida
$328K +$33.2K +27 +11%