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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
126
UBS AM
Illinois
$588K
FIM
127
Fernwood Investment Management
Massachusetts
$569K
DI
128
DFPG Investments
Utah
$563K +$576K +479 New
MTIM
129
Marathon Trading Investment Management
Pennsylvania
$522K
HIP
130
HUB Investment Partners
Texas
$516K +$528K +439 New
William Blair & Company
131
William Blair & Company
Illinois
$514K +$44.5K +37 +9%
DADC
132
D.A. Davidson & Co
Montana
$509K +$61.3K +51 +13%
CCM
133
Crew Capital Management
Ohio
$502K -$12K -10 -2%
GL
134
Graypoint LLC
New York
$499K
NW
135
NewEdge Wealth
Pennsylvania
$494K +$61.3K +51 +14%
OIA
136
OneDigital Investment Advisors
Kansas
$489K +$2.4K +2 +0.5%
VAS
137
Vestmark Advisory Solutions
Massachusetts
$488K +$55.3K +46 +12%
AMIM
138
Aull & Monroe Investment Management
Alabama
$474K
HWM
139
Heirloom Wealth Management
Colorado
$467K -$6.01K -5 -1%
TC
140
TownSquare Capital
Utah
$463K -$21.6K -18 -4%
Nuveen
141
Nuveen
North Carolina
$446K
BOM
142
Bank of Marin
California
$446K -$37.3K -31 -8%
AC
143
AlphaCore Capital
California
$433K +$401K +334 +982%
CPRC
144
Consolidated Portfolio Review Corp
New York
$432K +$441K +367 New
IAA
145
Independent Advisor Alliance
North Carolina
$431K +$440K +366 New
WA
146
Wambolt & Associates
Colorado
$429K +$441K +367 New
Brown Advisory
147
Brown Advisory
Maryland
$428K
CAM
148
Cresset Asset Management
Illinois
$426K +$435K +362 New
Cambridge Investment Research Advisors
149
Cambridge Investment Research Advisors
Iowa
$420K +$16.8K +14 +4%
Citadel Advisors
150
Citadel Advisors
Florida
$413K +$60.1K +50 +17%