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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
101
United Capital Financial Advisors
Texas
$1.07M
CCG
102
Coastwise Capital Group
California
$1.05M +$29.8M +21,618 New
KAS
103
Kestra Advisory Services
Texas
$1.01M -$28.9K -21 -3%
CPIG
104
Chicago Partners Investment Group
Illinois
$1M -$12.4K -9 -1%
LFAS
105
Level Four Advisory Services
Texas
$946K +$24.8K +18 +3%
CF
106
Centaurus Financial
California
$945K -$35.8K -26 -4%
ISL
107
Ingalls & Snyder LLC
New York
$921K -$55.1K -40 -5%
WOSD
108
WFA of San Diego
California
$844K +$13.8K +10 +2%
BC
109
Bowman & Company
Wisconsin
$829K +$2.75K +2 +0.3%
VFA
110
Valeo Financial Advisors
Indiana
$827K +$113M +81,934 New
WTC
111
WhitTier Trust Company
Nevada
$802K
UBS AM
112
UBS AM
Illinois
$795K
FIM
113
Fernwood Investment Management
Massachusetts
$784K
Bank of Montreal
114
Bank of Montreal
Ontario, Canada
$695K +$695K +505 +1,942%
IWN
115
Independent Wealth Network
Iowa
$683K +$22K +16 +3%
SC
116
Searle & Co
Connecticut
$663K
Nuveen
117
Nuveen
North Carolina
$648K
SC
118
Scotia Capital
Ontario, Canada
$623K +$20.6K +15 +3%
CCM
119
Crew Capital Management
Ohio
$613K
AMIM
120
Aull & Monroe Investment Management
Alabama
$598K
MTIM
121
Marathon Trading Investment Management
Pennsylvania
$588K
DADC
122
D.A. Davidson & Co
Montana
$587K +$308K +224 +102%
AA
123
Ancora Advisors
Ohio
$576K -$19.3K -14 -3%
BOM
124
Bank of Marin
California
$557K
PWP
125
Principle Wealth Partners
Connecticut
$538K