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Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Manhattan
101
First Manhattan
New York
– -$7.14M -5,320 Closed
CI
102
Conning Inc
Connecticut
– -$7.13M -5,315 Closed
Neuberger Berman Group
103
Neuberger Berman Group
New York
– -$5.78M -4,309 Closed
Wells Fargo
104
Wells Fargo
California
– -$5.61M -4,177 Closed
HCM
105
Hudson Capital Management
New Jersey
– -$5.02M -3,738 Closed
EIA
106
Edgemoor Investment Advisors
Maryland
– -$4.85M -3,614 Closed
SCM
107
Shelton Capital Management
Colorado
– -$4.79M -3,570 Closed
NPF
108
Norris Perne & French
Michigan
– -$4.62M -3,439 Closed
RVPG
109
Relative Value Partners Group
– -$4.4M -3,281 Closed
Commonwealth Equity Services
110
Commonwealth Equity Services
Massachusetts
– -$4.39M -3,275 Closed
EHC
111
Everett Harris & Co
California
– -$4.39M -3,272 Closed
FFA
112
First Foundation Advisors
California
– -$4.38M -3,268 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
113
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$4.29M -3,200 Closed
SEI Investments
114
SEI Investments
Pennsylvania
– -$3.95M -2,945 Closed
TSS
115
Two Sigma Securities
New York
– -$3.92M -2,925 Closed
SL
116
Summitry LLC
California
– -$3.83M -2,855 Closed
SIM
117
SSI Investment Management
California
– -$3.82M -2,848 Closed
VFA
118
Valeo Financial Advisors
Indiana
– -$3.58M -2,668 Closed
KFGK
119
Keystone Financial Group (Kentucky)
Kentucky
– -$3.34M -2,491 Closed
RJFSA
120
Raymond James Financial Services Advisors
Florida
– -$3.23M -2,410 Closed
IRM
121
Income Research & Management
Massachusetts
– -$2.74M -2,045 Closed
Osaic Holdings
122
Osaic Holdings
Arizona
– -$2.56M -1,908 Closed
LPL Financial
123
LPL Financial
California
– -$2.4M -1,790 Closed
NFC
124
Northeast Financial Consultants
Connecticut
– -$2.25M -1,680 Closed
BCM
125
Bowie Capital Management
Texas
– -$2.24M -1,670 Closed
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