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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
FIM
101
Fernwood Investment Management
Massachusetts
$524K
UCFA
102
United Capital Financial Advisors
Texas
$524K
HA
103
Hamel Associates
New Jersey
$517K
WS
104
Wedbush Securities
California
$517K +$530K +395 New
Bessemer Group
105
Bessemer Group
New Jersey
$492K
SAM
106
Symphony Asset Management
California
$455K
Cambridge Investment Research Advisors
107
Cambridge Investment Research Advisors
Iowa
$449K +$178K +133 +63%
FFA
108
First Foundation Advisors
California
$390K +$402K +300 New
William Blair & Company
109
William Blair & Company
Illinois
$379K -$25.5K -19 -6%
V
110
ValueWorks
New York
$378K
GIM
111
Greystone Investment Management
Ohio
$373K
BlackRock
112
BlackRock
New York
$355K -$22.8K -17 -6%
GCIA
113
Gabelli & Co Investment Advisers
New York
$327K
BHTS
114
Bar Harbor Trust Services
Maine
$304K
CAM
115
Cypress Asset Management
Texas
$301K
WFG
116
Windsor Financial Group
Minnesota
$301K
CLOS
117
Compagnie Lombard Odier SCmA
Switzerland
$290K -$298K -222 -50%
MCM
118
Marathon Capital Management
Maryland
$288K +$295K +220 New
CL
119
CSS LLC
Illinois
$287K
TSS
120
Two Sigma Securities
New York
$263K +$270K +201 New
DLCIG
121
D.L. Carlson Investment Group
New Hampshire
$262K
EAM
122
Evanson Asset Management
California
$262K
HCA
123
Harbour Capital Advisors
Virginia
$262K
IA
124
Icon Advisers
Colorado
$262K
SB
125
Suntrust Banks
Georgia
$261K -$68.4K -51 -20%