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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
HCA
101
Harbour Capital Advisors
Virginia
$241K +$242K +200 New
Barclays
102
Barclays
United Kingdom
$235K
CAM
103
Cypress Asset Management
Texas
$234K
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$233K
MC
105
MSF Capital
New York
$192K +$193K +160 New
BBHC
106
Brown Brothers Harriman & Co
New York
$180K
LTFS
107
Ladenburg Thalmann Financial Services
Florida
$127K
PTC
108
Private Trust Company
Ohio
$124K
Fifth Third Bancorp
109
Fifth Third Bancorp
Ohio
$60K +$60.4K +50 New
WTB
110
Washington Trust Bank
Washington
$30K
WA
111
WFG Advisors
Texas
$30K
PAG
112
Private Advisor Group
New Jersey
$30K +$30.2K +25 New
GSC
113
Ground Swell Capital
South Carolina
$24K +$24.2K +20 New
NES
114
New England Securities
New York
$18K
JFGIW
115
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$14K
TDC
116
Thompson Davis & Co
Virginia
$14K +$14.5K +12 New
GT
117
Glenmede Trust
Pennsylvania
$13K
GGPS
118
Gary Goldberg Planning Services
New York
$12K
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
$11K
Creative Planning
120
Creative Planning
Kansas
$5K
LIA
121
LS Investment Advisors
Michigan
$3K
WOC
122
West Oak Capital
California
$2.4K
CWM
123
Confluence Wealth Management
Oregon
-$656K -540 Closed
EAM
124
EULAV Asset Management
Florida
-$303K -250 Closed
EWM
125
Evercore Wealth Management
New York
-$122K -100 Closed