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Wells Fargo 7.5% Non Cumv Perp Conv

Name Holding Trade Value Shares
Change
Change in
Stake
MSL
76
Mackay Shields LLC
New York
-$47.8M -35,618 Closed
Manulife (Manufacturers Life Insurance)
77
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$47.5M -35,370 Closed
Morgan Stanley
78
Morgan Stanley
New York
-$37.9M -28,200 Closed
Thrivent Financial for Lutherans
79
Thrivent Financial for Lutherans
Minnesota
-$35.7M -26,616 Closed
Bank of America
80
Bank of America
North Carolina
-$35.3M -26,328 Closed
VOYA Investment Management
81
VOYA Investment Management
Georgia
-$25.5M -18,998 Closed
Mirae Asset Global Investments
82
Mirae Asset Global Investments
South Korea
-$21.8M -16,207 Closed
PCM
83
Palisade Capital Management
New Jersey
-$21.1M -15,568 Closed
Verition Fund Management
84
Verition Fund Management
Connecticut
-$19.6M -14,629 Closed
RJA
85
Raymond James & Associates
Florida
-$19.2M -14,338 Closed
Lord, Abbett & Co
86
Lord, Abbett & Co
New Jersey
-$18.2M -13,591 Closed
New York State Common Retirement Fund
87
New York State Common Retirement Fund
New York
-$17.9M -13,360 Closed
NEAM
88
New England Asset Management
Connecticut
-$17.8M -13,275 Closed
AllianceBernstein
89
AllianceBernstein
Tennessee
-$12.7M -9,464 Closed
UBS Group
90
UBS Group
Switzerland
-$12.4M -9,212 Closed
JIC
91
JRM Investment Counsel
Nebraska
-$12M -8,913 Closed
First Eagle Investment Management
92
First Eagle Investment Management
New York
-$11.5M -8,535 Closed
SC
93
Sculptor Capital
New York
-$11.4M -8,500 Closed
EVM
94
Eaton Vance Management
Massachusetts
-$11.1M -8,264 Closed
TD Asset Management
95
TD Asset Management
Ontario, Canada
-$10.1M -7,500 Closed
RCM
96
RB Capital Management
Nevada
-$9.08M -6,706 Closed
SG Americas Securities
97
SG Americas Securities
New York
-$8.05M -6,000 Closed
Goldman Sachs
98
Goldman Sachs
New York
-$7.7M -5,740 Closed
Stifel Financial
99
Stifel Financial
Missouri
-$7.6M -5,663 Closed
Baird Financial Group
100
Baird Financial Group
Wisconsin
-$7.54M -5,621 Closed