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Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL

Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$24.4M – – –
PCM
27
Penn Capital Management
Pennsylvania
$23.3M +$24.9M +19,473 New
ZA
28
Zazove Associates
Nevada
$19.2M +$20.6M +16,100 New
Cohen & Steers
29
Cohen & Steers
New York
$18.5M +$19.8M +15,480 New
BNP Paribas Asset Management
30
BNP Paribas Asset Management
France
$17.4M – – –
PI
31
Putnam Investments
Massachusetts
$17.4M +$18.7M +14,626 New
IRM
32
Income Research & Management
Massachusetts
$16.6M +$17.9M +14,000 New
Bank of America
33
Bank of America
North Carolina
$16.3M +$17.5M +13,680 New
NEAM
34
New England Asset Management
Connecticut
$15.8M +$17M +13,275 New
CS
35
Credit Suisse
Switzerland
$15.3M +$16.3M +12,775 New
PCM
36
Palisade Capital Management
New Jersey
$14.4M +$15.5M +12,105 New
MSL
37
Mackay Shields LLC
New York
$13.6M +$14.6M +11,386 New
AUIM
38
Aegon USA Investment Management
Iowa
$13.1M +$14.1M +11,000 New
Neuberger Berman Group
39
Neuberger Berman Group
New York
$13.1M +$14.1M +10,999 New
Millennium Management
40
Millennium Management
New York
$11.1M +$11.9M +9,315 New
WAM
41
Wolverine Asset Management
Illinois
$10.8M +$11.9M +9,270 New
Deutsche Bank
42
Deutsche Bank
Germany
$10.4M +$11.1M +8,678 New
Morgan Stanley
43
Morgan Stanley
New York
$10.2M +$11M +8,609 New
SIM
44
SSI Investment Management
California
$9.38M +$10M +7,856 New
QI
45
Qualcomm Inc
California
$8.93M +$9.59M +7,500 New
Federated Hermes
46
Federated Hermes
Pennsylvania
$8.6M +$9.21M +7,200 New
MAA
47
Managed Account Advisors
New Jersey
$8.46M +$9.06M +7,085 New
Ameriprise
48
Ameriprise
Minnesota
$8.1M +$8.67M +6,781 New
Macquarie Group
49
Macquarie Group
Australia
$8M – – –
CIC
50
Chilton Investment Company
Connecticut
$7M +$7.5M +5,861 New
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