|
201
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
–
|
-$21K
|
-500
|
Closed
|
|
|
202
|
Next Financial Group
Houston,
Texas
|
–
|
-$21K
|
-500
|
Closed
|
|
|
203
|
Hudock Inc
Williamsport,
Pennsylvania
|
–
|
-$18K
|
-441
|
Closed
|
|
|
204
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$17K
|
-405
|
Closed
|
|
|
205
|
Cedar Wealth Management
Walnut Creek,
California
|
–
|
-$17K
|
-400
|
Closed
|
|
|
206
|
Kings Point Capital Management
Great Neck,
New York
|
–
|
-$17K
|
-400
|
Closed
|
|
|
207
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$17K
|
-400
|
Closed
|
|
|
208
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$15K
|
-360
|
Closed
|
|
|
209
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
–
|
-$15K
|
-350
|
Closed
|
|
|
210
|
Whittier Trust
South Pasadena,
California
|
–
|
-$15K
|
-350
|
Closed
|
|
|
211
|
Claybrook Capital
Wellesley,
Massachusetts
|
–
|
-$12K
|
-277
|
Closed
|
|
|
212
|
Well Done LLC
Holland,
Michigan
|
–
|
-$12K
|
-277
|
Closed
|
|
|
213
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$11K
|
-262
|
Closed
|
|
|
214
|
Fortis Advisors
Wayne,
Pennsylvania
|
–
|
-$11K
|
-253
|
Closed
|
|
|
215
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$9K
|
-200
|
Closed
|
|
|
216
|
Private Capital Group
West Hartford,
Connecticut
|
–
|
-$8K
|
-194
|
Closed
|
|
|
217
|
MGO One Seven
Beachwood,
Ohio
|
–
|
-$7K
|
-185
|
Closed
|
|
|
218
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$6K
|
-150
|
Closed
|
|
|
219
|
Atwood & Palmer
Kansas City,
Missouri
|
–
|
-$4K
|
-105
|
Closed
|
|
|
220
|
|
–
|
-$4.22K
|
-100
|
Closed
|
|
|
221
|
Taylor Wealth Management Partners
Boston,
Massachusetts
|
–
|
-$4K
|
-85
|
Closed
|
|
|
222
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$3K
|
-83
|
Closed
|
|
|
223
|
Flagship Harbor Advisors
Boston,
Massachusetts
|
–
|
-$1K
|
-30
|
Closed
|
|
|
224
|
Exane Derivatives
Paris,
France
|
–
|
-$802
|
-19
|
Closed
|
|
|
225
|
Financial Gravity Asset Management
Lakeway,
Texas
|
–
|
+$48
|
+1
|
New
|
|