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Western Alliance Bancorporation
WAL

139 hedge funds and large institutions have $1.22B invested in Western Alliance Bancorporation in 2013 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 47 increasing their positions, 58 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

21% more capital invested

Capital invested by funds: $1B → $1.22B (+$213M)

5% more funds holding

Funds holding: 133 → 139 (+6)

0.96% more ownership

Funds ownership: 72.87% → 73.82% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

19% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 58

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $12K

Holders
139
Holders Change
+6
Holders Change %
+4.51%
% of All Funds
4.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
18
Increased
47
Reduced
58
Closed
11
Calls
–
Puts
$12K
Net Calls
-$12K
Net Calls Change
+$7K

Top Buyers

1
Franklin Resources
Franklin Resources
California
+$14.9M
2
GT
Glenmede Trust
Pennsylvania
+$9.27M
3
BA
BlackRock Advisors
Delaware
+$8.43M
4
Invesco
Invesco
Georgia
+$7.67M
5
ClearBridge Investments
ClearBridge Investments
New York
+$6.76M

Top Sellers

1
NIMC
NWQ Investment Management Company
California
-$12M
2
PCM
Penn Capital Management
Pennsylvania
-$10M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$6.74M
4
Wells Fargo
Wells Fargo
California
-$5.14M
5
RA
Royce & Associates
New York
-$4.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
Teacher Retirement System of Texas
126
Teacher Retirement System of Texas
Texas
$191K +$83.4K +4,775 +90%
TRCT
127
Tower Research Capital (TRC)
New York
$184K +$143K +8,169 +523%
Credit Agricole
128
Credit Agricole
France
$149K +$137K +7,865 New
Royal Bank of Canada
129
Royal Bank of Canada
Ontario, Canada
$114K -$12.4K -708 -11%
BCM
130
Basswood Capital Management
New York
$111K – – –
TWA
131
TCI Wealth Advisors
Arizona
$97K – – –
MOACM
132
Mutual of America Capital Management
New York
$72K +$66.8K +3,829 New
SAM
133
Solaris Asset Management
New York
$70K -$1.75K -100 -3%
WTC
134
WhitTier Trust Company
Nevada
$70K – – –
Fifth Third Bancorp
135
Fifth Third Bancorp
Ohio
$50K +$45.8K +2,626 New
FMT
136
First Mercantile Trust
Tennessee
$49K -$88K -5,040 -66%
ST
137
SpiderRock Trading
Illinois
$6K – – –
NES
138
New England Securities
New York
$4K – – –
PTC
139
Private Trust Company
Ohio
$2K +$1.47K +84 New
Manulife (Manufacturers Life Insurance)
140
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.04K -$7.75K -444 -0.8%
DCM
141
Driehaus Capital Management
Illinois
– -$2.58M -162,881 Closed
NIP
142
Nicholas Investment Partners
California
– -$1.91M -120,563 Closed
NAM
143
NorthCoast Asset Management
Connecticut
– -$817K -51,592 Closed
QI
144
QS Investors
New York
– -$626K -39,500 Closed
HCM
145
Highbridge Capital Management
New York
– -$488K -30,737 Closed
SCM
146
Stevens Capital Management
Pennsylvania
– -$252K -15,939 Closed
NA
147
Navellier & Associates
Nevada
– -$248K -15,653 Closed
Capital Fund Management (CFM)
148
Capital Fund Management (CFM)
France
– -$222K -14,000 Closed
WS
149
Wedbush Securities
California
– -$162K -10,215 Closed
OMCS
150
Old Mutual Customised Solutions
South Africa
– -$28K -1,800 Closed
3 4 5
6
7

WAL Hedge Fund Activity: Q3 2013 in Review

139 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Western Alliance Bancorporation (WAL) for Q3 2013, worth a combined $1.22B — up 21% from $1B a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new WAL positions and 11 closed out — a net gain of 7 holders — while 47 added to existing stakes and 58 trimmed.

The largest buyer was Franklin Resources, opening a new position worth an estimated $14.9M. The largest seller was NWQ Investment Management Company, cutting an estimated $12M.

  • 139 institutional investors held Western Alliance Bancorporation (WAL) as of Q3 2013, up from 133 in Q2 2013.
  • Funds reported $1.22B of Western Alliance Bancorporation stock for Q3 2013, up 21% quarter-over-quarter.
  • 18 funds opened new Western Alliance Bancorporation positions in Q3 2013 and 11 closed out, a net change of +7 holders.
  • The largest Western Alliance Bancorporation buyer in Q3 2013 was Franklin Resources, an estimated $14.9M added.
  • The largest Western Alliance Bancorporation seller in Q3 2013 was NWQ Investment Management Company, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2013.