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Western Alliance Bancorporation
WAL

139 hedge funds and large institutions have $1.22B invested in Western Alliance Bancorporation in 2013 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 47 increasing their positions, 58 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

21% more capital invested

Capital invested by funds: $1B → $1.22B (+$213M)

5% more funds holding

Funds holding: 133 → 139 (+6)

0.96% more ownership

Funds ownership: 72.87% → 73.82% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

19% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 58

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $12K

Holders
139
Holders Change
+6
Holders Change %
+4.51%
% of All Funds
4.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
18
Increased
47
Reduced
58
Closed
11
Calls
–
Puts
$12K
Net Calls
-$12K
Net Calls Change
+$7K

Top Buyers

1
Franklin Resources
Franklin Resources
California
+$14.9M
2
GT
Glenmede Trust
Pennsylvania
+$9.27M
3
BA
BlackRock Advisors
Delaware
+$8.43M
4
Invesco
Invesco
Georgia
+$7.67M
5
ClearBridge Investments
ClearBridge Investments
New York
+$6.76M

Top Sellers

1
NIMC
NWQ Investment Management Company
California
-$12M
2
PCM
Penn Capital Management
Pennsylvania
-$10M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$6.74M
4
Wells Fargo
Wells Fargo
California
-$5.14M
5
RA
Royce & Associates
New York
-$4.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
GMIM
101
General Motors Investment Management
New York
$528K +$98.7K +5,655 +25%
NTCOC
102
Northern Trust Company of Connecticut
Connecticut
$511K -$5.24K -300 -1%
Federated Hermes
103
Federated Hermes
Pennsylvania
$510K -$96.4K -5,521 -17%
TD Asset Management
104
TD Asset Management
Ontario, Canada
$464K +$66.3K +3,800 +18%
CMBA
105
C.M. Bidwell & Associates
Hawaii
$443K +$409K +23,415 New
EMFAT
106
Emerald Mutual Fund Advisers Trust
Pennsylvania
$429K – – –
BNP Paribas Financial Markets
107
BNP Paribas Financial Markets
France
$385K -$103K -5,873 -22%
GC
108
Globeflex Capital
California
$378K +$349K +19,971 New
GCP
109
GSA Capital Partners
United Kingdom
$377K +$347K +19,900 New
GAM
110
Gotham Asset Management
New York
$360K +$12.2K +701 +4%
Citigroup
111
Citigroup
New York
$354K -$673K -38,528 -67%
Jane Street
112
Jane Street
New York
$352K -$180K -10,336 -36%
JG
113
Jefferies Group
New York
$351K +$323K +18,520 New
Barclays
114
Barclays
United Kingdom
$343K -$533K -30,531 -62%
Asset Management One
115
Asset Management One
Japan
$335K -$241K -13,800 -44%
Tudor Investment Corp
116
Tudor Investment Corp
Connecticut
$309K -$19.2K -1,100 -6%
U
117
UBS
Switzerland
$299K +$177K +10,150 +179%
PP
118
PDT Partners
New York
$293K -$1.03M -58,982 -79%
ZIM
119
Zacks Investment Management
Illinois
$284K +$40.6K +2,328 +18%
AA
120
ALPS Advisors
Colorado
$269K +$248K +14,228 New
DTL
121
Dynamic Technology Lab
Singapore
$257K -$416K -23,847 -64%
SG Americas Securities
122
SG Americas Securities
New York
$249K +$82.9K +4,748 +56%
TC
123
TFS Capital
Pennsylvania
$241K +$222K +12,736 New
EMG
124
Ellington Management Group
Connecticut
$218K -$407K -23,300 -67%
MAM
125
Martingale Asset Management
Massachusetts
$194K – – –
3 4
5
6 7

WAL Hedge Fund Activity: Q3 2013 in Review

139 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Western Alliance Bancorporation (WAL) for Q3 2013, worth a combined $1.22B — up 21% from $1B a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new WAL positions and 11 closed out — a net gain of 7 holders — while 47 added to existing stakes and 58 trimmed.

The largest buyer was Franklin Resources, opening a new position worth an estimated $14.9M. The largest seller was NWQ Investment Management Company, cutting an estimated $12M.

  • 139 institutional investors held Western Alliance Bancorporation (WAL) as of Q3 2013, up from 133 in Q2 2013.
  • Funds reported $1.22B of Western Alliance Bancorporation stock for Q3 2013, up 21% quarter-over-quarter.
  • 18 funds opened new Western Alliance Bancorporation positions in Q3 2013 and 11 closed out, a net change of +7 holders.
  • The largest Western Alliance Bancorporation buyer in Q3 2013 was Franklin Resources, an estimated $14.9M added.
  • The largest Western Alliance Bancorporation seller in Q3 2013 was NWQ Investment Management Company, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2013.