|
1301
|
NBC Securities
Birmingham,
Alabama
|
$241
|
-$257K
|
-4,144
|
-100%
|
|
|
1302
|
Fedenia Advisers
Madison,
Wisconsin
|
$177
|
+$186
|
+3
|
New
|
|
|
1303
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$85.7M
|
-1,324,351
|
Closed
|
|
|
1304
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$25.1M
|
-388,479
|
Closed
|
|
|
1305
|
McClarren Financial Advisors
State College,
Pennsylvania
|
–
|
-$51.4M
|
-77,363
|
Closed
|
|
|
1306
|
Prudential Financial
Newark,
New Jersey
|
–
|
-$4.54M
|
-70,160
|
Closed
|
|
|
1307
|
TFO Wealth Partners
Maumee,
Ohio
|
–
|
-$4.15M
|
-64,151
|
Closed
|
|
|
1308
|
Certuity
North Palm Beach,
Florida
|
–
|
-$2.25M
|
-34,828
|
Closed
|
|
|
1309
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$1.54M
|
-23,725
|
Closed
|
|
|
1310
|
Swisher Financial Concepts
Westerville,
Ohio
|
–
|
-$1.22M
|
-19,498
|
Closed
|
|
|
1311
|
Cedar Wealth Management
Walnut Creek,
California
|
–
|
-$1.19M
|
-18,420
|
Closed
|
|
|
1312
|
Allen Mooney & Barnes Investment Advisors
Thomasville,
Georgia
|
–
|
-$1.05M
|
-16,188
|
Closed
|
|
|
1313
|
Capital Management Associates Inc
Minneapolis,
Minnesota
|
–
|
-$1.05M
|
-16,166
|
Closed
|
|
|
1314
|
FSA Advisors
Troy,
Michigan
|
–
|
-$971K
|
-15,163
|
Closed
|
|
|
1315
|
Householder Group Estate & Retirement Specialist
Scottsdale,
Arizona
|
–
|
-$854K
|
-13,204
|
Closed
|
|
|
1316
|
Roman Butler Fullerton & Co
St Louis,
Missouri
|
–
|
-$658K
|
-10,419
|
Closed
|
|
|
1317
|
North Star Asset Management
Neenah,
Wisconsin
|
–
|
-$624K
|
-9,640
|
Closed
|
|
|
1318
|
Summit Trail Advisors
New York
|
–
|
-$619K
|
-9,562
|
Closed
|
|
|
1319
|
NWF Advisory Services
Los Angeles,
California
|
–
|
-$537K
|
-8,294
|
Closed
|
|
|
1320
|
Capasso Planning Partners
Charleston,
South Carolina
|
–
|
-$529K
|
-8,166
|
Closed
|
|
|
1321
|
|
–
|
-$473K
|
-7,311
|
Closed
|
|
|
1322
|
Thrive Capital Management (Pennsylvania)
Fort Washington,
Pennsylvania
|
–
|
-$460K
|
-7,104
|
Closed
|
|
|
1323
|
AlphaStar Capital Management
Cornelius,
North Carolina
|
–
|
-$446K
|
-6,885
|
Closed
|
|
|
1324
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$424K
|
-6,549
|
Closed
|
|
|
1325
|
ARQ Wealth Advisors
Scottsdale,
Arizona
|
–
|
-$398K
|
-6,275
|
Closed
|
|
