|
451
|
Garde Capital
Seattle,
Washington
|
–
|
-$235K
|
-4,534
|
Closed
|
|
|
452
|
Newman Dignan & Sheerar Inc
Providence,
Rhode Island
|
–
|
-$224K
|
-4,318
|
Closed
|
|
|
453
|
American Financial Network Advisory Services
Calabasas,
California
|
–
|
-$216K
|
-4,179
|
Closed
|
|
|
454
|
Lucia Wealth Services
San Diego,
California
|
–
|
-$163K
|
-3,142
|
Closed
|
|
|
455
|
Northwest Wealth Management
Spencer,
Iowa
|
–
|
-$159K
|
-3,054
|
Closed
|
|
|
456
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$141K
|
-2,720
|
Closed
|
|
|
457
|
First National Corp
Rockland,
Massachusetts
|
–
|
-$132K
|
-2,535
|
Closed
|
|
|
458
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$52K
|
-1,000
|
Closed
|
|
|
459
|
Advisory Alpha
Holland,
Michigan
|
–
|
-$43.6K
|
-845
|
Closed
|
|
|
460
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$16K
|
-300
|
Closed
|
|
|
461
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$13K
|
-259
|
Closed
|
|
|
462
|
Providence Capital Advisors
Charlotte,
North Carolina
|
–
|
-$9K
|
-179
|
Closed
|
|
|
463
|
Edge Wealth Management
New York
|
–
|
-$5K
|
-105
|
Closed
|
|
|
464
|
|
–
|
-$5K
|
-100
|
Closed
|
|
|
465
|
Horan Capital Advisors
Cincinnati,
Ohio
|
–
|
-$3K
|
-50
|
Closed
|
|
|
466
|
Marino Stram & Associates
Braintree,
Massachusetts
|
–
|
-$2K
|
-41
|
Closed
|
|
|
467
|
Alpha Omega Wealth Management
Richmond,
Virginia
|
–
|
-$2K
|
-33
|
Closed
|
|
|
468
|
|
–
|
-$311
|
-6
|
Closed
|
|
|
469
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
+$209
|
+4
|
+400%
|
|
