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Vanguard FTSE Emerging Markets ETF
VWO

Name Holding Trade Value Shares
Change 		Change in
Stake
Charles Schwab
901
Charles Schwab
California
– -$11.1M -335,000 Closed
DIP
902
DT Investment Partners
Pennsylvania
– -$11M -332,035 Closed
BJ
903
Brouwer & Janachowski
California
– -$8.99M -271,672 Closed
RFC
904
Russell Frank Company
Washington
– -$8.25M -249,200 Closed
CCM
905
Causeway Capital Management
California
– -$6.54M -197,676 Closed
HT
906
HAP Trading
New York
– -$4.84M -146,355 Closed
AW
907
Alpha Windward
Massachusetts
– -$2.65M -80,063 Closed
VKH
908
Virtu KCG Holdings
New York
– -$1.76M -53,343 Closed
MCM
909
McMillion Capital Management
North Carolina
– -$1.59M -48,063 Closed
CIM
910
CenturyLink Investment Management
Colorado
– -$1.54M -46,639 Closed
PAS
911
Partnervest Advisory Services
California
– -$1.49M -45,057 Closed
TRCT
912
Tower Research Capital (TRC)
New York
– -$1.26M -38,097 Closed
P
913
Pitcairn
Pennsylvania
– -$1.24M -37,583 Closed
MM
914
Main Management
California
– -$1.12M -33,980 Closed
CK
915
Carnick & Kubik
Colorado
– -$1.07M -32,335 Closed
KFS
916
Kurt F. Somerville
– -$944K -28,515 Closed
FC
917
Fiduciary Counselling
Minnesota
– -$902K -27,260 Closed
KAH
918
Kathryn A. Hall
– -$889K -26,866 Closed
HB
919
Homrich & Berg
Georgia
– -$756K -22,834 Closed
HCM
920
Hollencrest Capital Management
California
– -$695K -21,008 Closed
LFR
921
Lehman Financial Resources
Pennsylvania
– -$675K -20,400 Closed
B
922
Bailard
California
– -$656K -19,823 Closed
RCG
923
Ruggie Capital Group
Florida
– -$637K -17,485 Closed
IAA
924
Ironsides Asset Advisors
North Carolina
– -$521K -15,613 Closed
LIC
925
Lodestar Investment Counsel
Illinois
– -$488K -14,746 Closed
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37
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