Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
126
Carson Wealth (CWM LLC)
Nebraska
$1K -$4.25K -120 -83%
PWMG
127
Prestige Wealth Management Group
New Jersey
$1K -$35 -1 -3%
AssetMark Inc
128
AssetMark Inc
California
$1K – – –
ECM
129
Engine Capital Management
New York
$1K – – –
QC
130
Quent Capital
New York
$1K – – –
ST
131
Smithfield Trust
Pennsylvania
$1K – – –
SSC
132
Syverson Strege & Co
Iowa
$1K – – –
TFA
133
Transamerica Financial Advisors
Florida
$1K +$319 +9 New
MPWT
134
MassMutual Private Wealth & Trust
Connecticut
$1K +$920 +26 New
PTC
135
Private Trust Company
Ohio
$1K +$1.56K +44 New
APA
136
American Portfolios Advisors
New York
$569 – – –
RA
137
Royce & Associates
New York
– -$15.1M -422,122 Closed
NIMC
138
Nierenberg Investment Management Company
Washington
– -$379K -10,555 Closed
Marshall Wace
139
Marshall Wace
United Kingdom
– -$339K -9,438 Closed
MFIM
140
Mesirow Financial Investment Management
Illinois
– -$275K -7,661 Closed
Tudor Investment Corp
141
Tudor Investment Corp
Connecticut
– -$249K -6,947 Closed
Franklin Resources
142
Franklin Resources
California
– -$207K -5,800 Closed
FHA
143
First Horizon Advisors
Tennessee
– -$15K -407 Closed
AWA
144
Aaron Wealth Advisors
Illinois
– -$11K -306 Closed
TWA
145
TCI Wealth Advisors
Arizona
– -$5K -128 Closed
T
146
TCWP
Ohio
– -$1K -45 Closed
AF
147
Advisornet Financial
Minnesota
– -$1K -27 Closed
LC
148
Lindbrook Capital
California
– -$425 -12 -46%
WT
149
Whittier Trust
California
– +$35 +1 +14%
HFS
150
Heritage Financial Services
Massachusetts
– +$389 +11 New