We are live on ! Find out more
VOTE icon

TCW Transform 500 ETF
VOTE

47 hedge funds and large institutions have $235M invested in TCW Transform 500 ETF in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 6

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

11% more capital invested

Capital invested by funds: $212M → $235M (+$23M)

9% more funds holding

Funds holding: 43 → 47 (+4)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

3.43% less ownership

Funds ownership: 58.76% → 55.33% (-3.4%)

Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
19
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$15.1M
2
Betterment LLC
Betterment LLC
New York
+$1.32M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$566K
4
Jane Street
Jane Street
New York
+$498K
5
Bank of America
Bank of America
North Carolina
+$497K

Top Sellers

Rank Fund Capital Flow
1
LGWM
Litman Gregory Wealth Management
California
-$8.95M
2
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$1.84M
3
TRCT
Tower Research Capital (TRC)
New York
-$1.26M
4
PA
Parallel Advisors
California
-$102K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$51K
Name Holding Trade Value Shares
Change 		Change in
Stake
FT
26
Fiduciary Trust
Massachusetts
$217K – – –
ASN
27
Advisory Services Network
Georgia
$214K +$51K +1,103 +33%
Osaic Holdings
28
Osaic Holdings
Arizona
$119K +$6.71K +145 +6%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$110K -$19.7K -425 -16%
PA
30
Parallel Advisors
California
$94.8K -$102K -2,208 -53%
CAL
31
Capital Analysts LLC
Pennsylvania
$47K – – –
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$43.9K – – –
AFS
33
Annapolis Financial Services
Maryland
$34.4K +$33.5K +723 New
BAM
34
Belpointe Asset Management
Nevada
$23.8K – – –
AF
35
Advisornet Financial
Minnesota
$14.9K +$740 +16 +5%
UBS Group
36
UBS Group
Switzerland
$12.5K -$32.7K -707 -73%
GA
37
GoalVest Advisory
New York
$6.42K – – –
BWM
38
BerganKDV Wealth Management
Minnesota
$6K +$5.83K +126 New
US Bancorp
39
US Bancorp
Minnesota
$4.76K – – –
MAWCM
40
Mine & Arao Wealth Creation & Management
California
$4.57K – – –
FCG
41
Financial Connections Group
California
$3K +$1.94K +42 +162%
BWP
42
Baldwin Wealth Partners
Massachusetts
$2.38K – – –
TWA
43
TCI Wealth Advisors
Arizona
$2.38K – – –
FMP
44
Financial Management Professionals
Texas
$2K +$1.8K +39 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$1.62K +$185 +4 +13%
RWM
46
Ruedi Wealth Management
Illinois
$990 +$972 +21 New
FFA
47
Farther Finance Advisors
California
$523 +$509 +11 New
LGWM
48
Litman Gregory Wealth Management
California
– -$8.95M -202,369 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$1.26M -28,437 Closed
CA
50
Corrado Advisors
New Jersey
– -$13.3K -300 Closed
1
2
3

VOTE Hedge Fund Activity: Q1 2023 in Review

47 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in TCW Transform 500 ETF (VOTE) for Q1 2023, worth a combined $235M — up 11% from $212M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new VOTE positions and 4 closed out — a net gain of 4 holders — while 19 added to existing stakes and 6 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $15.1M. The largest seller was Litman Gregory Wealth Management, exiting entirely with an estimated $8.95M sold.

  • 47 institutional investors held TCW Transform 500 ETF (VOTE) as of Q1 2023, up from 43 in Q4 2022.
  • Funds reported $235M of TCW Transform 500 ETF stock for Q1 2023, up 11% quarter-over-quarter.
  • 8 funds opened new TCW Transform 500 ETF positions in Q1 2023 and 4 closed out, a net change of +4 holders.
  • The largest TCW Transform 500 ETF buyer in Q1 2023 was JP Morgan Chase, an estimated $15.1M added.
  • The largest TCW Transform 500 ETF seller in Q1 2023 was Litman Gregory Wealth Management, an estimated $8.95M sold.

Based on aggregated 13F filings for Q1 2023.