|
1201
|
Alerus Financial
Grand Forks,
North Dakota
|
$355
|
–
|
–
|
–
|
|
|
1202
|
Morton Brown Family Wealth
Allentown,
Pennsylvania
|
$355
|
–
|
–
|
–
|
|
|
1203
|
Topsail Wealth Management
Charlotte,
North Carolina
|
$355
|
–
|
–
|
–
|
|
|
1204
|
Kilter Group
Rhinebeck,
New York
|
$61
|
-$525
|
-3
|
Closed
|
|
|
1205
|
Kozak & Associates
Highlands Ranch,
Colorado
|
$2
|
–
|
–
|
–
|
|
|
1206
|
Empowered Funds
Havertown,
Pennsylvania
|
–
|
-$13.6M
|
-77,875
|
Closed
|
|
|
1207
|
Brighton Jones LLC
Seattle,
Washington
|
–
|
-$4.12M
|
-23,585
|
Closed
|
|
|
1208
|
Capitolis Liquid Global Markets
New York
|
–
|
-$4M
|
-22,900
|
Closed
|
|
|
1209
|
Empirical Finance
Havertown,
Pennsylvania
|
–
|
-$2.3M
|
-13,181
|
Closed
|
|
|
1210
|
Stonegate Management
Lake Forest,
Illinois
|
–
|
-$1.79M
|
-10,200
|
Closed
|
|
|
1211
|
LifeWealth Investments
Winter Garden,
Florida
|
–
|
-$1.73M
|
-9,888
|
Closed
|
|
|
1212
|
Scotia Capital
Toronto,
Ontario, Canada
|
–
|
-$1.66M
|
-9,487
|
Closed
|
|
|
1213
|
Howland Capital Management
Boston,
Massachusetts
|
–
|
-$1.59M
|
-9,042
|
Closed
|
|
|
1214
|
IBEX Wealth Advisors
Bedminster,
New Jersey
|
–
|
-$1.09M
|
-6,217
|
Closed
|
|
|
1215
|
KMG Fiduciary Partners
Toledo,
Ohio
|
–
|
-$992K
|
-5,680
|
Closed
|
|
|
1216
|
Kovitz Investment Group Partners
Chicago,
Illinois
|
–
|
-$845K
|
-4,823
|
Closed
|
|
|
1217
|
Consolidated Portfolio Review Corp
Woodbury,
New York
|
–
|
-$841K
|
-4,815
|
Closed
|
|
|
1218
|
|
–
|
-$574K
|
-3,288
|
Closed
|
|
|
1219
|
FNY Investment Advisers
New York
|
–
|
-$523K
|
-3,000
|
Closed
|
|
|
1220
|
Vertex Planning Partners
Downers Grove,
Illinois
|
–
|
-$465K
|
-2,663
|
Closed
|
|
|
1221
|
Rede Wealth
Charlottesville,
Virginia
|
–
|
-$439K
|
-2,503
|
Closed
|
|
|
1222
|
Simplicity Wealth
Summit,
New Jersey
|
–
|
-$431K
|
-2,470
|
Closed
|
|
|
1223
|
Great Oak Capital Partners
South Easton,
Massachusetts
|
–
|
-$429K
|
-2,456
|
Closed
|
|
|
1224
|
Altiora Financial Group
Lebanon,
Ohio
|
–
|
-$423K
|
-2,422
|
Closed
|
|
|
1225
|
Polen Capital Management
Boca Raton,
Florida
|
–
|
-$349K
|
-2,000
|
Closed
|
|
