|
51
|
|
$40K
|
–
|
–
|
–
|
|
|
52
|
First Interstate Bank
Billings,
Montana
|
$38K
|
–
|
–
|
–
|
|
|
53
|
Advisor Group
Phoenix,
Arizona
|
$26K
|
-$195K
|
-15,000
|
-88%
|
|
|
54
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$23K
|
–
|
–
|
–
|
|
|
55
|
Zions Bancorporation
Salt Lake City,
Utah
|
$23K
|
–
|
–
|
–
|
|
|
56
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$15K
|
–
|
–
|
–
|
|
|
57
|
D.A. Davidson & Co
Great Falls,
Montana
|
$14K
|
–
|
–
|
–
|
|
|
58
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$10K
|
-$2.1K
|
-162
|
-18%
|
|
|
59
|
Steward Partners Investment Advisory
New York
|
$10K
|
+$10.5K
|
+808
|
New
|
|
|
60
|
Northern Trust
Chicago,
Illinois
|
$6K
|
-$866K
|
-66,691
|
-61%
|
|
|
61
|
Endurance Wealth Management
Providence,
Rhode Island
|
$3K
|
–
|
–
|
–
|
|
|
62
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$1.36M
|
-107,008
|
Closed
|
|
|
63
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$589K
|
-45,323
|
Closed
|
|
|
64
|
|
–
|
-$322K
|
-25,250
|
Closed
|
|
|
65
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
-$268K
|
-21,000
|
Closed
|
|
|
66
|
Virtu KCG Holdings
New York
|
–
|
-$257K
|
-20,203
|
Closed
|
|
|
67
|
|
–
|
-$214K
|
-16,799
|
Closed
|
|
|
68
|
Snowden Capital Advisors
New York
|
–
|
-$163K
|
-12,775
|
Closed
|
|
|
69
|
Next Financial Group
Houston,
Texas
|
–
|
-$78K
|
-6,132
|
Closed
|
|
|
70
|
BCM Advisors
Lafayette,
Louisiana
|
–
|
-$72K
|
-5,618
|
Closed
|
|
|
71
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$22K
|
-1,721
|
Closed
|
|
|
72
|
|
–
|
-$17K
|
-1,333
|
Closed
|
|
|
73
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$12K
|
-911
|
Closed
|
|
|
74
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$5K
|
-360
|
Closed
|
|
|
75
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
–
|
-$3K
|
-255
|
Closed
|
|
