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Vanguard Industrials ETF
VIS

Name Holding Trade Value Shares
Change 		Change in
Stake
RBC
101
Roble Belko & Company
Pennsylvania
$22K – – –
AP
102
Advisors Preferred
Maryland
$19K +$19.1K +187 New
CFA
103
Carroll Financial Associates
North Carolina
$17K – – –
GAM
104
Gemmer Asset Management
California
$16K +$102 +1 +0.6%
ADL
105
Asset Dedication LLC
California
$15K +$15.3K +150 New
AF
106
Allworth Financial
California
$10K – – –
GWM
107
Gupta Wealth Management
California
$10K – – –
WA
108
Winfield Associates
Ohio
$10K – – –
CFG
109
Citizens Financial Group
Rhode Island
$10K +$5.11K +50 New
WAM
110
Wealthspire Advisors (Maryland)
Maryland
$7K +$6.95K +68 New
SF
111
Synovus Financial
Georgia
$6K – – –
PMFA
112
Plante Moran Financial Advisors
Michigan
$6K +$6.34K +62 New
KF
113
Krilogy Financial
Missouri
$5K – – –
LWM
114
LBA Wealth Management
Florida
$5K – – –
CPIG
115
Chicago Partners Investment Group
Illinois
$4K +$3.99K +39 New
KM
116
Kalos Management
Georgia
$3K – – –
WA
117
WFG Advisors
Texas
$1K – – –
AFP
118
Ausdal Financial Partners
Iowa
$1K +$716 +7 New
HFA
119
High Falls Advisors
New York
$1K +$1.43K +14 New
B
120
Bailard
California
– -$4.85M -51,118 Closed
CS
121
Cannell & Spears
New York
– -$1.51M -15,895 Closed
RJFSA
122
Raymond James Financial Services Advisors
Florida
– -$956K -10,061 Closed
BPC
123
Banque Pictet & Cie
Switzerland
– -$949K -10,000 Closed
VKH
124
Virtu KCG Holdings
New York
– -$376K -3,959 Closed
MA
125
MUFG Americas
New York
– -$77K -815 Closed
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