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Name Holding Trade Value Shares
Change
Change in
Stake
PCS
351
Personal CFO Solutions
New Jersey
– -$185K -11,186 Closed
Principal Financial Group
352
Principal Financial Group
Iowa
– -$173K -10,501 Closed
KWM
353
Kingsview Wealth Management
Oregon
– -$172K -10,452 Closed
CIBC Asset Management
354
CIBC Asset Management
Ontario, Canada
– -$170K -10,289 Closed
CP
355
Castleview Partners
Texas
– -$38.1K -2,307 Closed
FMP
356
Financial Management Professionals
Texas
– -$31K -1,860 Closed
PAM
357
Paradigm Asset Management
New York
– -$19.8K -1,200 Closed
TWC
358
TD Waterhouse Canada
Ontario, Canada
– -$769 -46 Closed